Dew Wealth Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, educational seminars, business succession planning, estate planning, family office services, insurance, philanthropic planning, and tax planning. Financial planning was provided to 251–500 clients last fiscal year.
Dew Wealth Management reports 246 clients. They include 209 high-net-worth individuals and 37 individual clients. Of its assets, 43.3% ($201M across 223 accounts) are managed with discretion; $263M across 373 accounts are not. A wrap fee program the firm both sponsors and manages holds $332M. Of its clients, 2% are outside the U.S. It advised 74 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 15% | 3% |
| High-net-worth individuals | 85% | 97% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 37 | $14.2M | 3.1% | $384K |
| High-net-worth individuals | 209 | $450M | 96.9% | $2.16M |
| Total | 246 | $465M | 100% | $1.89M |
- Clients
- 37
- Regulatory AUM
- $14.2M
- AUM share
- 3.1%
- Avg. per client
- $384K
- Clients
- 209
- Regulatory AUM
- $450M
- AUM share
- 96.9%
- Avg. per client
- $2.16M
Total
- Clients
- 246
- Regulatory AUM
- $465M
- AUM share
- 100%
- Avg. per client
- $1.89M
- Clients outside the U.S.
- 2%
- Clients advised without assets under management last fiscal year
- 74
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Dew Wealth Management charges 0.40%–1.00% a year for its Maintenance Mode. Each asset band is charged at its own rate. The fee is billed in advance and requires an account of at least $1,000,000. The brochure also prices 6 other services, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$2M | 1.00% |
| $2M–$4M | 0.80% |
| $4M–$6M | 0.60% |
| $6M–$10M | 0.50% |
| $10M and above | 0.40% |
Fee details and sources
Other fees
- Family Office Assessment
- One-time fixed fee, individually negotiated; $40,000 combined with Virtual Family Office, $25,000 with Wealth Accelerator, $10,000 for FFO Essentials clients.
- FFO Essentials
- A 90-day program for a one-time fixed fee of $15,000, generally paid in full at engagement.
- Financial planning and consulting (stand-alone)
- Negotiable fixed fees, generally $1,000 to $20,000, depending on the scope of the services.
- Virtual Family Office
- Month-to-month program at a fixed fee of $12,000 a month in advance; investment management adds a 0.30% annual fee.
- Wealth Accelerator
- Month-to-month program at a fixed fee of $6,000 a month in advance; investment management adds a 0.35% annual fee.
- Wealth Builder
- One-year program for a total fixed fee of $24,000, paid $2,000 monthly in advance; investment management adds a 0.40% annual fee.
Dew Holdings, Inc. owns 75% or more of Dew Wealth Management. James Dew is CEO; the leadership team includes President Mimi Dew and Chief Operating Officer Justin Crawford. It has 36 employees, 24 of them in advisory roles.
Staff
- 36 employees
- 24 in advisory functions
- 25 state-registered reps
- 2 insurance agents
- Owns 75% or more of Dew Wealth Management, LLC
Dew Holdings, Inc.
Control person · since November 2022
Alex Nava
Director · Control person · since November 2022
Bryce Keffeler
Director · Control person · since November 2022
Mimi Dew
Director · Control person · since November 2022
James Dew
Director · Control person · since November 2022
Erin Gun
Trustee · Control person · since January 2024
Dew Wealth Management’s regulatory assets grew 2.6× from $178M (July 2021) to $465M (September 2026); clients rose from 154 to 246 and employees from 10 to 36.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Sep 2026September 2026 | $465M | 246 | 36 | 17 |
| Apr 2025April 2025 | $362M | 176 | 30 | 12 |
| Jul 2024July 2024 | $294M | 195 | 31 | 10 |
| May 2023May 2023 | $251M | 188 | 28 | 11 |
| Jul 2022July 2022 | $242M | 167 | 13 | 8 |
| Jul 2021July 2021 | $178M | 154 | 10 | 1 |
Besides its headquarters, Dew Wealth Management has 16 offices (16 private residences, listed without an address), with 1 listed address in 1 state.
Arizona · 1 listed address
- 8888 E. Raintree Drive, Suite 110, ScottsdaleHQ
Contact and registration details
- Legal name
- Dew Wealth Management, LLC
- Headquarters
- 8888 E. Raintree Drive, Suite 110, Scottsdale, AZ 85260
- Website
- dewwealth.com
- Phone
- 480-614-9119
- @dew-wealth-management
- SEC file
- 801-108014
- Founded
- 1999
- Structure
- Arizona LLC
- Fiscal year end
- December
Dew Wealth Management’s named custodians for separately managed accounts are Assetmark Brokerage ($332M, 71%), Charles Schwab ($78.5M, 17%) and Fidelity ($54.3M, 12%). Dew Wealth Management has custody of $146M for 106 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $78.5M17%
- Assetmark BrokerageAssetmark Brokerage, LLC · Concord, CA · $332M71%
- FidelityNational Financial Services LLC · Boston, MA · $54.3M12%
At year end, Dew Wealth Management’s separately managed accounts were mostly in funds (52%) and stocks (28%).
What the accounts hold
- Stocks28%
- Funds52%
- Bonds15%
- Cash4%
- Other1%
- Foreign common stock1%
How many clients does Dew Wealth Management have?
Dew Wealth Management has 246 clients and manages $465 million for them, as of September 2026. They include 209 high-net-worth individuals and 37 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 8 September 2026
What services does Dew Wealth Management offer?
Dew Wealth Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, educational seminars, business succession planning, estate planning, family office services, insurance, philanthropic planning, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Dew Wealth Management charge?
Dew Wealth Management charges 0.40%–1.00% a year for its Maintenance Mode. Each asset band is charged at its own rate. The fee is billed in advance and requires an account of at least $1,000,000.
Which custodians does Dew Wealth Management use?
Dew Wealth Management’s separately managed account assets are held at Assetmark Brokerage, LLC (Concord, CA), with $332M, Charles Schwab & Co., Inc. (San Francisco, CA), with $78.5M and National Financial Services LLC (Boston, MA), with $54.3M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 8 September 2026
How many financial advisors does Dew Wealth Management have?
Dew Wealth Management has 25 investment adviser representatives registered with state securities authorities, out of 36 employees, and 24 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Dew Wealth Management invest in?
At the end of its last fiscal year, Dew Wealth Management’s separately managed accounts held 52% registered funds (mutual funds, ETFs, BDCs), 28% exchange-traded equities, 15% state and local bonds, 4% cash and equivalents and 1% other. The 1% other category is described as: Foreign Common Stock.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Dew Wealth Management have a minimum investment?
Yes, Dew Wealth Management’s minimum account size for its Maintenance Mode is $1M.
Who owns Dew Wealth Management?
Dew Wealth Management’s direct owner is Dew Holdings, Inc. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 8 September 2026
How does Dew Wealth Management get paid?
Dew Wealth Management is paid through a percentage of assets under management, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Dew Wealth Management?
Dew Wealth Management’s main office is at 8888 E. Raintree Drive, Suite 110, Scottsdale, AZ 85260. Its phone number is 480-614-9119. Its website is dewwealth.com.
