Nicholas West has been an investment adviser representative at Dew Wealth Management since December 2023, and is not listed among the firm’s executive officers or direct owners.
Dew Wealth Management, LLC is a Scottsdale, AZ firm with $465M under management, 246 clients and 24 advisers across 17 offices, as of its September 2026 filing.
Nicholas West’s longest registration is the current one, 2 years at Dew Wealth Management since 2023. Before joining Dew Wealth Management in 2023, Nicholas West was registered through CWM, LLC.
- Dew Wealth ManagementCurrent– present · 2 yearsAbingdon, MD · Adviser representative · Firm CRD 114148
- CWM, LLC– · 1 yearTimonium, MD · Adviser representative · Firm CRD 155344
Investment adviser representative registrations
Nicholas West is registered as an investment adviser representative in 2 states. Each was approved in December 2023.
- MarylandSince 6 December 2023
- TexasSince 6 December 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 25 June 2021 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Nicholas Joseph West
- CRD
- 7363481
- Firm
- Dew Wealth Management · CRD 114148
- Office
- Abingdon, MD
- Registration
- Investment adviser registration
- In the industry since
- May 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does Nicholas West work?
Nicholas West is an investment adviser representative registered through Dew Wealth Management, LLC since December 2023, and is not listed among the firm’s executive officers or direct owners.
Is Nicholas West a financial advisor?
Yes. Nicholas West has a current investment-adviser registration in Maryland and Texas, through Dew Wealth Management since December 2023.
How many years of experience does Nicholas West have?
Nicholas West has 4 years in the financial industry, since May 2022, across 2 adviser firms.
What exams has Nicholas West passed?
Nicholas West passed the Series 65 in June 2021.
Where did Nicholas West work before Dew Wealth Management?
Before Dew Wealth Management, Nicholas West was registered through CWM, LLC, June 2021 to January 2023.
Where is Nicholas West based?
Nicholas West’s registered office is in Abingdon, MD.
Is Nicholas West registered with FINRA?
No. Nicholas West has no current broker registration.
How can I verify Nicholas West’s record?
Search CRD 7363481 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nicholas West’s full registration record.
