James Dew has been Chief Executive Officer, Chief Compliance Officer of Dew Wealth Management since July 1999, is a control person of the firm and directly owns under 5% of it. James Dew holds a BS in Mathematics from the University of Arizona and an MBA from Arizona State University.
Dew Wealth Management, LLC is a Scottsdale, AZ firm with $465M under management, 246 clients and 24 advisers across 17 offices, as of its September 2026 filing.
Jim Dew is Founder and CEO of Dew Wealth Management. He has 30 years of experience building Fractional Family Offices for entrepreneurs. He is the author of Beyond a Million: The Entrepreneur's Playbook for Expanding Wealth, Freedom, and Time.
- Dew Wealth ManagementCurrent– present · 22 yearsScottsdale, AZ · Adviser representative · Firm CRD 114148
Professional designations
Listed by Dew Wealth Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Chartered Financial Consultant (ChFC®)
- Certified Private Wealth Advisor (CPWA®)
Investment adviser representative registrations
James Dew is registered as an investment adviser representative in 2 states. The first approvals date from March 2004; the most recent is Texas, in April 2018.
- ArizonaSince 2 March 2004
- TexasSince 17 April 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 6 August 1998 |
| Series 65 | Uniform Investment Adviser Law Examination | 8 July 1997 |
| Series 7 | General Securities Representative Examination | 21 December 1995 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 5 December 1995 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 November 1995 |
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- James Patrick Dew
- CRD
- 2683709
- Firm
- Dew Wealth Management · CRD 114148
- Role
- Chief Executive Officer, Chief Compliance Officer
- Office
- 8888 E. RAINTREE DRIVE, SUITE 110, Scottsdale, AZ 85260
- Registration
- Investment adviser registration
- In the industry since
- March 2004
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- dewwealth.com
Where does James Dew work?
James Dew has been Chief Executive Officer, Chief Compliance Officer of Dew Wealth Management, LLC since July 1999, and is a control person of the firm.
Is James Dew a financial advisor?
Yes. James Dew has a current investment-adviser registration in Arizona and Texas, through Dew Wealth Management since March 2004.
How many years of experience does James Dew have?
James Dew has 22 years in the financial industry, since March 2004, across 1 adviser firm.
What exams has James Dew passed?
James Dew has passed 5 licensing exams: the Series 63, Series 6, Series 7, Series 65 and Series 24. The earliest, the Series 63, was passed in November 1995.
Where is James Dew based?
James Dew’s registered office is in Scottsdale, AZ.
Is James Dew registered with FINRA?
No. James Dew has no current broker registration.
Is James Dew a CFP?
Dew Wealth Management lists James Dew with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Source: Jim Dew, CFP®, MBA, ChFC®, CPWA® biography, dewwealth.com
How can I verify James Dew’s record?
Search CRD 2683709 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Dew’s full registration record.
