Santiago Rosas has been an investment adviser representative at Dew Wealth Management since September 2023, and is not listed among the firm’s executive officers or direct owners. Santiago Rosas holds a Bachelor of Science in Business Information Systems from Arizona State University.
Dew Wealth Management, LLC is a Scottsdale, AZ firm with $465M under management, 246 clients and 24 advisers across 17 offices, as of its September 2026 filing.
Santiago Rosas is a Private Market Investment Analyst at Dew Wealth Management. He worked as a financial analyst servicing large financial advisors. Before his finance career he served in the United States Marine Corps as an Unmanned Aircraft Pilot, including two tours in support of Operation Enduring Freedom.
- Dew Wealth ManagementCurrent– present · 3 yearsScottsdale, AZ · Adviser representative · Firm CRD 114148
Professional designations
Listed by Dew Wealth Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Santiago Rosas is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from September 2023; the most recent is Arizona, in October 2023.
- ArizonaSince 18 October 2023
- TexasResidentSince 22 September 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 16 October 2023 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Santiago Miguel Rosas
- CRD
- 7720464
- Firm
- Dew Wealth Management · CRD 114148
- Office
- 8888 E. RAINTREE DRIVE, SUITE 110, Scottsdale, AZ 85260
- Registration
- Investment adviser registration
- In the industry since
- September 2023
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- dewwealth.com
Where does Santiago Rosas work?
Santiago Rosas is an investment adviser representative registered through Dew Wealth Management, LLC since September 2023, and is not listed among the firm’s executive officers or direct owners.
Is Santiago Rosas a financial advisor?
Yes. Santiago Rosas has a current investment-adviser registration in Arizona and Texas, through Dew Wealth Management since September 2023.
How many years of experience does Santiago Rosas have?
Santiago Rosas has 3 years in the financial industry, since September 2023, across 1 adviser firm.
What exams has Santiago Rosas passed?
Santiago Rosas passed the Series 65 in October 2023.
Where is Santiago Rosas based?
Santiago Rosas’ registered office is in Scottsdale, AZ.
Is Santiago Rosas registered with FINRA?
No. Santiago Rosas has no current broker registration.
Is Santiago Rosas a CFP?
Dew Wealth Management lists Santiago Rosas with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Santiago Rosas’ record?
Search CRD 7720464 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Santiago Rosas’ full registration record.
