Carter Bennett has been an investment adviser representative at Dew Wealth Management since May 2022, and is not listed among the firm’s executive officers or direct owners.
Dew Wealth Management, LLC is a Scottsdale, AZ firm with $465M under management, 246 clients and 24 advisers across 17 offices, as of its September 2026 filing.
Carter Bennett’s longest registration is the current one, 4 years at Dew Wealth Management since 2022. Before joining Dew Wealth Management in 2022, Carter Bennett was registered through Vanguard Advisers, Inc.
- Dew Wealth ManagementCurrent– present · 4 yearsScottsdale, AZ · Adviser representative · Firm CRD 114148
- Vanguard Advisers, Inc.– · 1 yearScottsdale, AZ · Adviser representative · Firm CRD 106715
Investment adviser representative registrations
Carter Bennett is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from May 2022; the most recent is Arizona, in June 2022.
- ArizonaSince 3 June 2022
- TexasResidentSince 12 May 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 13 August 2020 |
| Series 7TO | General Securities Representative Examination | 28 July 2020 |
| SIE | Securities Industry Essentials Examination | 23 November 2019 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Carter Brantley Bennett
- CRD
- 6987511
- Firm
- Dew Wealth Management · CRD 114148
- Office
- 8888 E. RAINTREE DRIVE, SUITE 110, Scottsdale, AZ 85260
- Registration
- Investment adviser registration
- In the industry since
- August 2020
- Disciplinary history
- Not yet shown here · SEC record
Where does Carter Bennett work?
Carter Bennett is an investment adviser representative registered through Dew Wealth Management, LLC since May 2022, and is not listed among the firm’s executive officers or direct owners.
Is Carter Bennett a financial advisor?
Yes. Carter Bennett has a current investment-adviser registration in Arizona and Texas, through Dew Wealth Management since May 2022.
How many years of experience does Carter Bennett have?
Carter Bennett has 6 years in the financial industry, since August 2020, across 2 adviser firms.
What exams has Carter Bennett passed?
Carter Bennett has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in November 2019.
Where did Carter Bennett work before Dew Wealth Management?
Before Dew Wealth Management, Carter Bennett was registered through Vanguard Advisers, Inc., August 2020 to April 2022.
Where is Carter Bennett based?
Carter Bennett’s registered office is in Scottsdale, AZ.
Is Carter Bennett registered with FINRA?
No. Carter Bennett has no current broker registration.
How can I verify Carter Bennett’s record?
Search CRD 6987511 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Carter Bennett’s full registration record.
