{"url":"https://nivawealth.com/firms/dew-wealth-management-114148","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/114148","regulatoryAum":464654933,"crd":"114148","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6987511","suffix":null,"lastName":"BENNETT","firstName":"CARTER","middleName":"BRANTLEY"},{"crd":"7593983","suffix":null,"lastName":"Brinkerhoff","firstName":"Austyn","middleName":"Stephen"},{"crd":"7700815","suffix":null,"lastName":"Cosentini","firstName":"Steven","middleName":"Michael"},{"crd":"6332343","suffix":null,"lastName":"COX","firstName":"RYAN","middleName":"ALLAN"},{"crd":"2683709","suffix":null,"lastName":"DEW","firstName":"JAMES","middleName":"PATRICK"},{"crd":"6949629","suffix":null,"lastName":"Gerald","firstName":"Chase","middleName":null},{"crd":"7593960","suffix":null,"lastName":"Giardino","firstName":"Grant","middleName":"Monroe"},{"crd":"7316599","suffix":null,"lastName":"Hester","firstName":"Griffin","middleName":"Reed"},{"crd":"7194044","suffix":null,"lastName":"Hittner","firstName":"Garrett","middleName":"Maurice"},{"crd":"7408141","suffix":null,"lastName":"Kalemba","firstName":"Alexander","middleName":"M"},{"crd":"6847254","suffix":null,"lastName":"Keffeler","firstName":"Bryce","middleName":"Thomas"},{"crd":"7121334","suffix":null,"lastName":"Kowalski","firstName":"Justin","middleName":"Alexander"},{"crd":"8327782","suffix":null,"lastName":"LARIMER","firstName":"JACKSON","middleName":"DAVID"},{"crd":"7124700","suffix":null,"lastName":"Majd","firstName":"Andrew","middleName":"Taylor"},{"crd":"7083956","suffix":null,"lastName":"PATTERSON","firstName":"SHAUNDRA","middleName":"YVETTE"},{"crd":"8158237","suffix":null,"lastName":"Rizzi","firstName":"Jack","middleName":"Michael"},{"crd":"7720464","suffix":null,"lastName":"Rosas","firstName":"Santiago","middleName":"Miguel"},{"crd":"7517280","suffix":null,"lastName":"RUSS","firstName":"JOSHUA","middleName":"SETH"},{"crd":"8317288","suffix":null,"lastName":"SCHALM","firstName":"MAXWELL","middleName":"STEPHEN"},{"crd":"6043571","suffix":null,"lastName":"STOBB","firstName":"BRYAN","middleName":"DAVID"},{"crd":"7118147","suffix":null,"lastName":"Thompson","firstName":"Bryce","middleName":"Anthony"},{"crd":"6534573","suffix":null,"lastName":"WEAVER","firstName":"PRESTON","middleName":"ROBERT"},{"crd":"7363481","suffix":null,"lastName":"West","firstName":"Nicholas","middleName":"Joseph"}],"total":23,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-07-26","regulatoryAum":178430906,"clients":154,"employees":10,"offices":1},{"filedOn":"2022-07-26","regulatoryAum":242339128,"clients":167,"employees":13,"offices":8},{"filedOn":"2023-05-17","regulatoryAum":250583013,"clients":188,"employees":28,"offices":11},{"filedOn":"2024-07-15","regulatoryAum":293870662,"clients":195,"employees":31,"offices":10},{"filedOn":"2025-04-30","regulatoryAum":361883561,"clients":176,"employees":30,"offices":12},{"filedOn":"2026-09-08","regulatoryAum":464654933,"clients":246,"employees":36,"offices":17}],"secFileNumber":"801-108014","legalName":"Dew Wealth Management, LLC","displayName":"Dew Wealth Management","slug":"dew-wealth-management-114148","website":"https://dewwealth.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/114148/1f4125ce93d0bb7e-r1.webp","tone":"light","width":877,"height":200,"sourceUrl":"https://dewwealth.com/","sourceLabel":"DEW Wealth Management, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/dew-wealth-management/","xUrl":"https://x.com/DewWealth","founded":"1999","organization":"Arizona limited liability company","fiscalYearEnd":"December","headquarters":{"street":"8888 E. 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They include 209 high-net-worth individuals and 37 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 8 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Dew Wealth Management offer?","answer":"Dew Wealth Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, educational seminars, business succession planning, estate planning, family office services, insurance, philanthropic planning, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Dew Wealth Management charge?","answer":"Dew Wealth Management charges 0.40%–1.00% a year for its Maintenance Mode. Each asset band is charged at its own rate. The fee is billed in advance and requires an account of at least $1,000,000.","source":"ADV PART 2A, filed 4 September 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Dew Wealth Management use?","answer":"Dew Wealth Management’s separately managed account assets are held at Assetmark Brokerage, LLC (Concord, CA), with $332M, Charles Schwab & Co., Inc. (San Francisco, CA), with $78.5M and National Financial Services LLC (Boston, MA), with $54.3M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 8 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Dew Wealth Management have?","answer":"Dew Wealth Management has 25 investment adviser representatives registered with state securities authorities, out of 36 employees, and 24 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Dew Wealth Management invest in?","answer":"At the end of its last fiscal year, Dew Wealth Management’s separately managed accounts held 52% registered funds (mutual funds, ETFs, BDCs), 28% exchange-traded equities, 15% state and local bonds, 4% cash and equivalents and 1% other. The 1% other category is described as: Foreign Common Stock.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Dew Wealth Management have a minimum investment?","answer":"Yes, Dew Wealth Management’s minimum account size for its Maintenance Mode is $1M.","source":"ADV PART 2A, filed 4 September 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Dew Wealth Management?","answer":"Dew Wealth Management’s direct owner is Dew Holdings, Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 8 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Dew Wealth Management get paid?","answer":"Dew Wealth Management is paid through a percentage of assets under management, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Dew Wealth Management?","answer":"Dew Wealth Management’s main office is at 8888 E. Raintree Drive, Suite 110, Scottsdale, AZ 85260. Its phone number is 480-614-9119. Its website is dewwealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 8 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}