Firms by custodian
Registered investment advisers that custody at Tiaa-Cref Individual & Institutional Services
Search the full directory by firm name, city, state, CRD number or custodian.
35 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| PlanGuide Financial | Southlake, TX | $277M |
| Wealthmd | Louisville, KY | $251M |
| Smart Portfolios | Lake Forest Park, WA | $210M |
| HFH Planning | $206M | |
| Steven G. Blum and Associates | Swarthmore, PA | $180M |
| Midwestern Financial | Iowa City, IA | $173M |
| Investor Advisory Group | Charlotte, NC | $172M |
| ProActive Capital Management | Topeka, KS | $171M |
| Gerstemeier Financial Group,llc | $143M | |
| Wealth Ease Wealth Management | Marshall, MI | $132M |
| Q2 Wealth Management | Lexington, KY | $123M |
| Queen City Capital Management | Cincinnati, OH | $114M |
| 56 Capital Partners | Colorado Springs, CO | $113M |
| DW Investment Solutions | $111M | |
| Quabbin Advisors | Amherst, MA | $110M |
- Headquarters
- Southlake, TX
- Regulatory AUM
- $277M
- Headquarters
- Louisville, KY
- Regulatory AUM
- $251M
- Headquarters
- Lake Forest Park, WA
- Regulatory AUM
- $210M
- Headquarters
- Regulatory AUM
- $206M
- Headquarters
- Swarthmore, PA
- Regulatory AUM
- $180M
- Headquarters
- Iowa City, IA
- Regulatory AUM
- $173M
- Headquarters
- Charlotte, NC
- Regulatory AUM
- $172M
- Headquarters
- Topeka, KS
- Regulatory AUM
- $171M
- Headquarters
- Regulatory AUM
- $143M
- Headquarters
- Marshall, MI
- Regulatory AUM
- $132M
- Headquarters
- Lexington, KY
- Regulatory AUM
- $123M
- Headquarters
- Cincinnati, OH
- Regulatory AUM
- $114M
- Headquarters
- Colorado Springs, CO
- Regulatory AUM
- $113M
- Headquarters
- Regulatory AUM
- $111M
- Headquarters
- Amherst, MA
- Regulatory AUM
- $110M
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Tiaa-Cref Individual & Institutional Services here says only what the filing says, and implies nothing about either firm's service.