Steven G. Blum and Associates provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 26–50 clients last fiscal year.
Steven G. Blum and Associates reports 70 clients. They include 51 high-net-worth individuals and 19 individual clients. Of its assets, 41.2% ($74.3M across 158 accounts) are managed with discretion; $106M across 243 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 27% | 4% |
| High-net-worth individuals | 73% | 96% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 19 | $7.35M | 4.1% | $387K |
| High-net-worth individuals | 51 | $173M | 95.9% | $3.39M |
| Total | 70 | $180M | 100% | $2.57M |
- Clients
- 19
- Regulatory AUM
- $7.35M
- AUM share
- 4.1%
- Avg. per client
- $387K
- Clients
- 51
- Regulatory AUM
- $173M
- AUM share
- 95.9%
- Avg. per client
- $3.39M
Total
- Clients
- 70
- Regulatory AUM
- $180M
- AUM share
- 100%
- Avg. per client
- $2.57M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 26–50
Steven G. Blum and Associates is paid through a percentage of assets under management and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
Steven Blum owns 75% or more of Steven G. Blum and Associates. The leadership team of Steven G. Blum and Associates includes Chief Compliance Officer Steven Blum. It has 3 employees, 2 of them in advisory roles.
Staff
- 3 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 75% or more of Steven G. Blum and Associates, LLC
Steven Blum
Control person · since January 2004
- Owns 5% to 10% of Steven G. Blum and Associates, LLC
Mary Bonfini
since January 2004
Steven G. Blum and Associates’ regulatory assets grew from $131M (March 2022) to $180M (March 2026); clients rose from 55 to 70 and employees were 3 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $180M | 70 | 3 | 1 |
| Mar 2025March 2025 | $152M | 57 | 3 | 1 |
| Mar 2024March 2024 | $137M | 59 | 3 | 1 |
| Mar 2023March 2023 | $123M | 60 | 3 | 1 |
| Mar 2022March 2022 | $131M | 55 | 3 | 1 |
Besides its headquarters, Steven G. Blum and Associates has 0 offices, with 1 listed address in 1 state.
Pennsylvania · 1 listed address
- 801 Yale Avenue, SwarthmoreHQ
Contact and registration details
- Legal name
- Steven G. Blum and Associates, LLC
- Headquarters
- 801 Yale Avenue, Swarthmore, PA 19081
- Website
- stevengblum.com
- Phone
- 610-328-7725
- SEC file
- 801-122860
- Structure
- Pennsylvania LLC
- Fiscal year end
- December
Steven G. Blum and Associates’ named custodians for separately managed accounts are Charles Schwab ($92.2M, 52%), Fidelity ($61.7M, 35%) and Tiaa-Cref Individual & Institutional Services ($22.6M, 13%). Steven G. Blum and Associates has custody of $38M for 37 clients.
- Tiaa-Cref Individual & Institutional ServicesTiaa-Cref Individual & Institutional Services, LLC · New York, NY · $22.6M13%
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $61.7M35%
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $92.2M52%
At year end, Steven G. Blum and Associates’ separately managed accounts were mostly in funds (88%).
What the accounts hold
- Stocks8%
- Funds88%
- Bonds1%
- Cash3%
How many clients does Steven G. Blum and Associates have?
Steven G. Blum and Associates has 70 clients and manages $180 million for them, as of March 2026. They include 51 high-net-worth individuals and 19 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 6 March 2026
What services does Steven G. Blum and Associates offer?
Steven G. Blum and Associates provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Steven G. Blum and Associates use?
Steven G. Blum and Associates’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $92.2M, Fidelity Brokerage Services LLC (Smithfield, RI), with $61.7M and Tiaa-Cref Individual & Institutional Services, LLC (New York, NY), with $22.6M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 6 March 2026
How many financial advisors does Steven G. Blum and Associates have?
Steven G. Blum and Associates has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Steven G. Blum and Associates invest in?
At the end of its last fiscal year, Steven G. Blum and Associates’ separately managed accounts held 88% registered funds (mutual funds, ETFs, BDCs), 8% exchange-traded equities, 3% cash and equivalents and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Steven G. Blum and Associates?
Steven G. Blum and Associates’ direct owners are Mary Bonfini (5% to 10%) and Steven Blum (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 6 March 2026
How does Steven G. Blum and Associates get paid?
Steven G. Blum and Associates is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Steven G. Blum and Associates?
Steven G. Blum and Associates’ main office is at 801 Yale Avenue, Swarthmore, PA 19081. Its phone number is 610-328-7725. Its website is stevengblum.com.
