Steven Blum has been Member, Chief Compliance Officer of Steven G. Blum and Associates since January 2004, is a control person of the firm and directly owns 75% or more of it. Steven Blum holds a BA from Wesleyan University, a Juris Doctor from Northeastern University School of Law, a Masters Degree in Education from Harvard University and a Masters Degree in the Law of Taxation from New York University School of Law.
Steven G. Blum and Associates, LLC is a Swarthmore, PA firm with $180M under management, 70 clients and 2 advisers in one office, as of its March 2026 filing.
Steven G. Blum is the founder of Steven G. Blum and Associates, LLC. He has taught at the Wharton School of Business of the University of Pennsylvania since 1994 and has been a visiting professor at the ALBA Graduate Business School in Athens, Greece. He has written numerous articles on topics within the field of wealth management and is the author of a book on negotiating investments published by John Wiley & Sons in March 2014.
Steven Blum’s longest registration is the current one, 22 years at Steven G. Blum and Associates since 2004.
- Three Pillars Wealth Management, LLC– · 2 yearsSwarthmore, PA · Adviser representative · Firm CRD 158365
- – present · 22 yearsSwarthmore, PA · Adviser representative · Firm CRD 130807
Investment adviser representative registrations
Steven Blum is registered as an investment adviser representative in Pennsylvania, since May 2004.
- PennsylvaniaSince 18 May 2004
Examinations
No examinations are on Steven Blum’s record.
- Full name
- Steven G. Blum
- CRD
- 4572091
- Firm
- Steven G. Blum and Associates · CRD 130807
- Role
- Member, Chief Compliance Officer
- Office
- 801 YALE AVENUE, Swarthmore, PA 19081
- Registration
- Investment adviser registration
- In the industry since
- May 2004
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- stevengblum.com
Where does Steven Blum work?
Steven Blum has been Member, Chief Compliance Officer of Steven G. Blum and Associates, LLC since January 2004, and is a control person of the firm.
Is Steven Blum a financial advisor?
Yes. Steven Blum has a current investment-adviser registration in Pennsylvania, through Steven G. Blum and Associates since May 2004.
How many years of experience does Steven Blum have?
Steven Blum has 22 years in the financial industry, since May 2004, across 2 adviser firms.
Where is Steven Blum based?
Steven Blum’s registered office is in Swarthmore, PA.
Is Steven Blum registered with FINRA?
No. Steven Blum has no current broker registration.
How can I verify Steven Blum’s record?
Search CRD 4572091 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Steven Blum’s full registration record.