Queen City Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, and publishing newsletters. Financial planning was provided to 1–10 clients last fiscal year.
Queen City Capital Management reports 173 clients. They include 130 individual clients and 43 high-net-worth individuals. Of its assets, 100.0% ($114M across 247 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 75% | 43% |
| High-net-worth individuals | 25% | 57% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 130 | $49.5M | 43.3% | $381K |
| High-net-worth individuals | 43 | $64.9M | 56.7% | $1.51M |
| Total | 173 | $114M | 100% | $661K |
- Clients
- 130
- Regulatory AUM
- $49.5M
- AUM share
- 43.3%
- Avg. per client
- $381K
- Clients
- 43
- Regulatory AUM
- $64.9M
- AUM share
- 56.7%
- Avg. per client
- $1.51M
Total
- Clients
- 173
- Regulatory AUM
- $114M
- AUM share
- 100%
- Avg. per client
- $661K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Queen City Capital Management is paid through a percentage of assets under management and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Allocation consulting
- Allocation consulting services with Orion are billed at 0.10% annually.
- Workplace retirement program
- Workplace retirement program fees run from 0.45% on $50,000 to $250,000 down to 0.20% above $2 million, with a maximum of 1.00%, billed in arrears.
Jeffrey Spitzmiller owns 25% to 50% of Queen City Capital Management. The leadership team of Queen City Capital Management includes Chief Compliance Officer Jeffrey Spitzmiller. It has 2 employees, 1 of them in advisory roles.
Staff
- 2 employees
- 1 in advisory functions
- 1 state-registered rep
- 10 soliciting firms
- Owns 25% to 50% of Queen City Capital Management, LLC
Jeffrey Spitzmiller
Control person · since July 2012
- Owns 10% to 25% of Queen City Capital Management, LLC
Charles Hais
since July 2012
- Owns 10% to 25% of Queen City Capital Management, LLC
Anders Juel
since July 2012
- Owns 10% to 25% of Queen City Capital Management, LLC
Michael Popil
since July 2012
- Owns 10% to 25% of Queen City Capital Management, LLC
Jeffrey Walkup
since July 2012
- Owns 5% to 10% of Queen City Capital Management, LLC
Neil Bourgeois
since July 2012
Queen City Capital Management’s regulatory assets went from $110M (May 2021) to $114M (March 2026); clients fell from 224 to 173 and employees from 3 to 2.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $114M | 173 | 2 | 1 |
| Apr 2025April 2025 | $103M | 175 | 3 | 1 |
| Mar 2024March 2024 | $99.6M | 189 | 3 | 1 |
| Apr 2023April 2023 | $93.1M | 200 | 3 | 1 |
| Mar 2022March 2022 | $110M | 214 | 3 | 1 |
| May 2021May 2021 | $110M | 224 | 3 | 1 |
Besides its headquarters, Queen City Capital Management has 0 offices, with 1 listed address in 1 state.
Ohio · 1 listed address
- 212 East Third Street, Suite 100, CincinnatiHQ
Other business names
Queen City Capital Management has reported 1 other business name to the SEC.
- Ohana Wealth and Life Planning
Contact and registration details
- Legal name
- Queen City Capital Management, LLC
- Headquarters
- 212 East Third Street, Suite 100, Cincinnati, OH 45202
- Phone
- 513-721-6089
- SEC file
- 801-76921
- Structure
- Delaware LLC
- Fiscal year end
- December
Queen City Capital Management’s named custodians for separately managed accounts are Fidelity ($85.9M, 79%), Tiaa-Cref Individual & Institutional Services ($11.4M, 10%) and Fidelity ($11M, 10%). Queen City Capital Management has custody of $3.96M for 5 clients.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $85.9M79%
- Tiaa-Cref Individual & Institutional ServicesTiaa-Cref Individual & Institutional Services, LLC · New York, NY · $11.4M10%
- FidelityFidelity Management Trust Company · Boston, MA · $11M10%
At year end, Queen City Capital Management’s separately managed accounts were mostly in funds (92%).
What the accounts hold
- Stocks6%
- Funds92%
- Bonds2%
- State and local bonds1%
- Investment grade corporate bonds1%
How many clients does Queen City Capital Management have?
Queen City Capital Management has 173 clients and manages $114 million for them, as of March 2026. They include 130 individual clients and 43 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 16 March 2026
What services does Queen City Capital Management offer?
Queen City Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, and publishing newsletters.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Queen City Capital Management use?
Queen City Capital Management’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $85.9M, Tiaa-Cref Individual & Institutional Services, LLC (New York, NY), with $11.4M and Fidelity Management Trust Company (Boston, MA), with $11M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 March 2026
How many financial advisors does Queen City Capital Management have?
Queen City Capital Management has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Queen City Capital Management invest in?
At the end of its last fiscal year, Queen City Capital Management’s separately managed accounts held 92% registered funds (mutual funds, ETFs, BDCs), 6% exchange-traded equities, 1% state and local bonds and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Queen City Capital Management?
Queen City Capital Management’s direct owners are Jeffrey Spitzmiller, Charles Hais, Anders Juel, Michael Popil, Jeffrey Walkup and Neil Bourgeois, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 16 March 2026
How does Queen City Capital Management get paid?
Queen City Capital Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Queen City Capital Management?
Queen City Capital Management’s main office is at 212 East Third Street, Suite 100, Cincinnati, OH 45202. Its phone number is 513-721-6089. Its website is queencitycapitalmanagement.com.
