Neil Bourgeois has held the title Member at Queen City Capital Management since July 2012, is not listed as a control person, but directly owns between 5% and 10% of the firm.
Queen City Capital Management, LLC is a Cincinnati, OH firm with $114M under management, 173 clients and 1 adviser in one office, as of its March 2026 filing.
Neil Bourgeois’ longest registration was 15 years at Securities America Advisors, Inc. (2009–2024).
- Osaic Wealth, Inc.Also current– present · 2 yearsWest Chester, OH · Adviser representative and broker · Firm CRD 23131
- Securities America Advisors, Inc.– · 15 yearsCincinnati, OH · Adviser representative · Firm CRD 110518
- Brecek & Young Advisors, Inc.– · 7 yearsCincinnati, OH · Adviser representative · Firm CRD 40395
Investment adviser representative registrations
Neil Bourgeois is registered as an investment adviser representative in 2 states. The first approvals date from June 2024; the most recent is Massachusetts, in October 2024.
- MassachusettsSince 17 October 2024
- OhioSince 14 June 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 20 January 1997 |
| Series 22 | Direct Participation Programs Representative Examination | 6 August 1987 |
| Series 63 | Uniform Securities Agent State Law Examination | 15 July 1986 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 9 December 1985 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Direct Participation Programs Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Neil Robert Bourgeois
- CRD
- 1403485
- Firm
- Queen City Capital Management · CRD 162785
- Role
- Member
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 1985
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Neil Bourgeois work?
Neil Bourgeois has held the title Member at Queen City Capital Management, LLC since July 2012.
Is Neil Bourgeois a financial advisor?
Yes. Neil Bourgeois has a current investment-adviser registration in Massachusetts and Ohio.
How many years of experience does Neil Bourgeois have?
Neil Bourgeois has 40 years in the financial industry, since December 1985, across 3 adviser firms.
What exams has Neil Bourgeois passed?
Neil Bourgeois has passed 4 licensing exams: the Series 6, Series 63, Series 22 and Series 7. The earliest, the Series 6, was passed in December 1985. FINRA credited Neil Bourgeois with the SIE, which began in October 2018.
Where was Neil Bourgeois previously registered as an investment adviser?
Neil Bourgeois has past investment-adviser registrations through Securities America Advisors, Inc., January 2009 to June 2024; Brecek & Young Advisors, Inc., October 2001 to January 2009, across 3 firms.
Is Neil Bourgeois registered with FINRA?
Yes. Neil Bourgeois has a current broker registration, under CRD 1403485.
Source: FINRA BrokerCheck
How can I verify Neil Bourgeois’ record?
Search CRD 1403485 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Neil Bourgeois’ full registration record.
