Charles Hais has held the title Member at Queen City Capital Management since July 2012, is not listed as a control person, but directly owns between 10% and 25% of the firm.
Queen City Capital Management, LLC is a Cincinnati, OH firm with $114M under management, 173 clients and 1 adviser in one office, as of its March 2026 filing.
Charles Hais’ longest registration was 15 years at Securities America Advisors, Inc. (2009–2024).
- Osaic Wealth, Inc.Also current– present · 2 yearsCincinnati, OH · Adviser representative · Firm CRD 23131
- Securities America Advisors, Inc.– · 15 yearsCincinnati, OH · Adviser representative · Firm CRD 110518
- Brecek & Young Advisors, Inc.– · 7 yearsCincinnati, OH · Adviser representative · Firm CRD 40395
Investment adviser representative registrations
Charles Hais is registered as an investment adviser representative in 5 states. Each was approved in June 2024.
- FloridaSince 14 June 2024
- MassachusettsSince 14 June 2024
- North CarolinaSince 14 June 2024
- OhioSince 14 June 2024
- TexasSince 14 June 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 19 May 2005 |
| Series 24 | General Securities Principal Examination | 21 December 2004 |
| Series 7 | General Securities Representative Examination | 6 January 2004 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 January 1993 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 9 November 1987 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Charles Frederick Hais
- CRD
- 1758717
- Firm
- Queen City Capital Management · CRD 162785
- Role
- Member
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 1988
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Charles Hais work?
Charles Hais has held the title Member at Queen City Capital Management, LLC since July 2012.
Is Charles Hais a financial advisor?
Yes. Charles Hais has a current investment-adviser registration in Florida, Massachusetts, North Carolina, Ohio and Texas.
How many years of experience does Charles Hais have?
Charles Hais has 38 years in the financial industry, since January 1988, across 3 adviser firms.
What exams has Charles Hais passed?
Charles Hais has passed 6 licensing exams: the Series 6, Series 63, Series 7, Series 24, Series 66 and Series 99TO. The earliest, the Series 6, was passed in November 1987. FINRA credited Charles Hais with the SIE, which began in October 2018.
Where was Charles Hais previously registered as an investment adviser?
Charles Hais has past investment-adviser registrations through Securities America Advisors, Inc., January 2009 to June 2024; Brecek & Young Advisors, Inc., October 2001 to January 2009, across 3 firms.
Is Charles Hais registered with FINRA?
Yes. Charles Hais has a current broker registration, under CRD 1758717.
Source: FINRA BrokerCheck
How can I verify Charles Hais’ record?
Search CRD 1758717 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Charles Hais’ full registration record.
