{"url":"https://nivawealth.com/firms/queen-city-capital-management-162785","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/162785","regulatoryAum":114372169,"crd":"162785","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4418218","suffix":null,"lastName":"SPITZMILLER","firstName":"JEFFREY","middleName":"JOSEPH"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-05-07","regulatoryAum":110326635,"clients":224,"employees":3,"offices":1},{"filedOn":"2022-03-01","regulatoryAum":109763665,"clients":214,"employees":3,"offices":1},{"filedOn":"2023-04-13","regulatoryAum":93117603,"clients":200,"employees":3,"offices":1},{"filedOn":"2024-03-25","regulatoryAum":99624197,"clients":189,"employees":3,"offices":1},{"filedOn":"2025-04-04","regulatoryAum":102948095,"clients":175,"employees":3,"offices":1},{"filedOn":"2026-03-16","regulatoryAum":114372169,"clients":173,"employees":2,"offices":1}],"secFileNumber":"801-76921","legalName":"Queen City Capital Management, LLC","displayName":"Queen City Capital Management","slug":"queen-city-capital-management-162785","website":"https://queencitycapitalmanagement.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/162785/b06892c8b3a83ea4-r1.webp","tone":"light","width":611,"height":200,"sourceUrl":"https://www.queencitycapitalmanagement.com/","sourceLabel":"Queen City Capital Management, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"212 East Third Street, Suite 100","city":"Cincinnati","state":"OH","stateName":"Ohio","country":"United States","postalCode":"45202"},"tradeNames":["Ohana Wealth and Life Planning"],"registration":{"secApproved":"23 July 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fees run from 0.45% on $50,000 to $250,000 down to 0.20% above $2 million, with a maximum of 1.00%, billed in arrears.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1019844","versionId":1019844,"submittedOn":"2026-03-16","documentName":"QCCM ADV PART 2A & 2B"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T14:30:45.694877+00:00","documents":[{"name":"QCCM ADV PART 2A & 2B","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1019844","versionId":1019844,"submittedOn":"2026-03-16"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1019845","versionId":1019845,"submittedOn":null}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":85905578},{"name":"Tiaa-Cref Individual & Institutional Services, LLC","shortName":"Tiaa-Cref Individual & Institutional Services","location":"New York, NY","smaAssets":11350172},{"name":"Fidelity Management Trust Company","shortName":"Fidelity","location":"Boston, MA","smaAssets":11037567}],"custodyNote":"Queen City Capital Management has custody of $3.96M for 5 clients.","otherCustodians":[],"leadership":[{"name":"Jeffrey Spitzmiller","title":"CEO, CIO, & Chief Compliance Officer","crd":"4418218"},{"name":"Neil Bourgeois","title":"Member","crd":"1403485"},{"name":"Charles Hais","title":"Member","crd":"1758717"},{"name":"Anders Juel","title":"Member","crd":"3099302"},{"name":"Michael Popil","title":"Member","crd":"5697067"},{"name":"Jeffrey Walkup","title":"Member","crd":"2211237"}],"ownership":[{"label":"Jeffrey Spitzmiller","detail":"Ceo, cio, & chief compliance officer in the 25% to 50% ownership band and a control person, since July 2012."},{"label":"Charles Hais","detail":"Member in the 10% to 25% ownership band, since July 2012."},{"label":"Anders Juel","detail":"Member in the 10% to 25% ownership band, since July 2012."},{"label":"Michael Popil","detail":"Member in the 10% to 25% ownership band, since July 2012."},{"label":"Jeffrey Walkup","detail":"Member in the 10% to 25% ownership band, since July 2012."},{"label":"Neil Bourgeois","detail":"Member in the 5% to 10% ownership band, since July 2012."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Ohio","offices":1,"addresses":[{"street":"212 East Third Street, Suite 100","city":"Cincinnati","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"513-721-6089","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)","Publication of periodicals or newsletters"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":6},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":92}],"privateFunds":0},"sources":{"adv1FilingDate":"16 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/162785/PDF/162785.pdf","brochureDate":"16 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1019844","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Queen City Capital Management have?","answer":"Queen City Capital Management has 173 clients and manages $114 million for them, as of March 2026. They include 130 individual clients and 43 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 16 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Queen City Capital Management offer?","answer":"Queen City Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, and publishing newsletters.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Queen City Capital Management use?","answer":"Queen City Capital Management’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $85.9M, Tiaa-Cref Individual & Institutional Services, LLC (New York, NY), with $11.4M and Fidelity Management Trust Company (Boston, MA), with $11M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Queen City Capital Management have?","answer":"Queen City Capital Management has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Queen City Capital Management invest in?","answer":"At the end of its last fiscal year, Queen City Capital Management’s separately managed accounts held 92% registered funds (mutual funds, ETFs, BDCs), 6% exchange-traded equities, 1% state and local bonds and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Queen City Capital Management?","answer":"Queen City Capital Management’s direct owners are Jeffrey Spitzmiller, Charles Hais, Anders Juel, Michael Popil, Jeffrey Walkup and Neil Bourgeois, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 16 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Queen City Capital Management get paid?","answer":"Queen City Capital Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Queen City Capital Management?","answer":"Queen City Capital Management’s main office is at 212 East Third Street, Suite 100, Cincinnati, OH 45202. Its phone number is 513-721-6089. Its website is queencitycapitalmanagement.com.","source":"Form ADV Part 1A, Item 1.F, filed 16 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}