56 Capital Partners provides financial planning, portfolio management for individuals and small businesses, and pension consulting. Financial planning was provided to 11–25 clients last fiscal year.
56 Capital Partners reports 262 clients. They include 224 individual clients, 36 high-net-worth individuals, and 2 pension and profit-sharing plans. Of its assets, 72.5% ($82.2M across 544 accounts) are managed with discretion; $31.1M across 2 accounts are not. It advised 4 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 85% | 36% |
| High-net-worth individuals | 14% | 36% |
| Pension and profit-sharing plans | <1% | 27% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 224 | $41.2M | 36.3% | $184K |
| High-net-worth individuals | 36 | $41M | 36.2% | $1.14M |
| Pension and profit-sharing plans | Fewer than 5 | $31.1M | 27.5% | $15.6M |
| Total | 262 | $113M | 100% | — |
- Clients
- 224
- Regulatory AUM
- $41.2M
- AUM share
- 36.3%
- Avg. per client
- $184K
- Clients
- 36
- Regulatory AUM
- $41M
- AUM share
- 36.2%
- Avg. per client
- $1.14M
- Clients
- Fewer than 5
- Regulatory AUM
- $31.1M
- AUM share
- 27.5%
- Avg. per client
- $15.6M
Total
- Clients
- 262
- Regulatory AUM
- $113M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 4
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 11–25
56 Capital Partners is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Initial planning or consultation is generally a fixed fee of $3,000 to $25,000; ongoing fixed fees generally run $1,000 to $3,000 per year, and hourly rates $100 to $500.
- Pension Consulting
- Fixed consulting fee of 0.1% to 1.0% of the assets in the plan, negotiable.
Derek Martin owns 75% or more of 56 Capital Partners. The leadership team of 56 Capital Partners includes Chief Compliance Officer Derek Martin. It has 3 employees, 2 of them in advisory roles.
Staff
- 3 employees
- 2 in advisory functions
- 2 state-registered reps
- 2 insurance agents
- Owns 75% or more of 56 Capital Partners, LTD
Derek Martin
Control person · since October 2017
Besides its headquarters, 56 Capital Partners has 0 offices, with 1 listed address in 1 state.
Colorado · 1 listed address
- 1465 Kelly Johnson BLVD, Suite 200, Colorado SpringsHQ
Contact and registration details
- Legal name
- 56 Capital Partners, LTD
- Headquarters
- 1465 Kelly Johnson BLVD, Suite 200, Colorado Springs, CO 80920
- Website
- 56capitalpartners.com
- Phone
- 719-418-3773
- @33258997
- SEC file
- 801-135955
- Structure
- Colorado LLC
- Fiscal year end
- December
56 Capital Partners’ named custodians for separately managed accounts are Interactive Brokers ($69.5M, 69%) and Tiaa-Cref Individual & Institutional Services ($31.1M, 31%). 56 Capital Partners does not have custody of client assets.
- Interactive BrokersInteractive Brokers LLC · Greenwich, CT · $69.5M69%
- Tiaa-Cref Individual & Institutional ServicesTiaa-Cref Individual & Institutional Services, LLC · New York, NY · $31.1M31%
At year end, 56 Capital Partners’ separately managed accounts were mostly in stocks (74%) and bonds (12%).
What the accounts hold
- Stocks74%
- Bonds12%
- Investment grade corporate bonds6%
- High-yield corporate bonds4%
- U.S. government and agency bonds1%
- State and local bonds1%
- Cash10%
- Other4%
- Legacy holdings: private placements, private company holdings, oil/gas lease, land/private reits, collectibles/metals.3%
- Derivatives1%
How many clients does 56 Capital Partners have?
56 Capital Partners has 262 clients and manages $113 million for them, as of June 2026. They include 224 individual clients, 36 high-net-worth individuals, and 2 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 12 June 2026
What services does 56 Capital Partners offer?
56 Capital Partners provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does 56 Capital Partners use?
56 Capital Partners’ separately managed account assets are held at Interactive Brokers LLC (Greenwich, CT), with $69.5M and Tiaa-Cref Individual & Institutional Services, LLC (New York, NY), with $31.1M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 12 June 2026
How many financial advisors does 56 Capital Partners have?
56 Capital Partners has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does 56 Capital Partners invest in?
At the end of its last fiscal year, 56 Capital Partners’ separately managed accounts held 74% exchange-traded equities, 10% cash and equivalents, 6% investment grade corporate bonds, 4% high-yield corporate bonds, 3% other, 1% U.S. government and agency bonds, 1% state and local bonds and 1% derivatives. The 3% other category is described as: Legacy Holdings: Private Placements, Private Company Holdings, Oil/Gas Lease, Land/Private Reits, Collectibles/Metals.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns 56 Capital Partners?
56 Capital Partners’ direct owner is Derek Martin (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 12 June 2026
How does 56 Capital Partners get paid?
56 Capital Partners is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact 56 Capital Partners?
56 Capital Partners’ main office is at 1465 Kelly Johnson BLVD, Suite 200, Colorado Springs, CO 80920. Its phone number is 719-418-3773. Its website is 56capitalpartners.com.