Derek Martin has been Managing Member/Chief Compliance Officer of 56 Capital Partners since October 2017, is a control person of the firm and directly owns 75% or more of it.
56 Capital Partners, LTD is a Colorado Springs, CO firm with $113M under management, 262 clients and 2 advisers in one office, as of its June 2026 filing.
Derek Martin’s longest registration is the current one, 8 years at 56 Capital Partners since 2018. Before joining 56 Capital Partners in 2018, Derek Martin was registered through Northwestern Mutual Investment Services,llc.
- 56 Capital Partners, LTDCurrent– present · 8 yearsColorado Springs, CO · Adviser representative · Firm CRD 290938
- Northwestern Mutual Investment Services,llc– · 4 yearsColorado SPGS, CO · Adviser representative · Firm CRD 2881
Investment adviser representative registrations
Derek Martin is registered as an investment adviser representative in 8 states. The first approvals date from January 2018; the most recent is Indiana, in January 2025.
- CaliforniaSince 21 June 2022
- ColoradoSince 24 January 2018
- GeorgiaSince 31 August 2022
- IndianaSince 9 January 2025
- MichiganSince 30 January 2018
- MontanaSince 1 August 2022
- TexasSince 8 February 2018
- VirginiaSince 10 July 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 3 | National Commodity Futures Examination | 9 August 2018 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 23 May 2013 |
| Series 7 | General Securities Representative Examination | 17 October 2012 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 July 2012 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 22 June 2012 |
- Name
- National Commodity Futures Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Derek Jacob Martin
- CRD
- 6059805
- Firm
- 56 Capital Partners · CRD 290938
- Role
- Managing Member/Chief Compliance Officer
- Office
- 1465 KELLY JOHNSON BLVD, SUITE 200, Colorado Springs, CO 80920
- Registration
- Investment adviser registration
- In the industry since
- August 2012
- Disciplinary history
- Not yet shown here · SEC record
Where does Derek Martin work?
Derek Martin has been Managing Member/Chief Compliance Officer of 56 Capital Partners, LTD since October 2017, and is a control person of the firm.
Is Derek Martin a financial advisor?
Yes. Derek Martin has a current investment-adviser registration in California, Colorado, Georgia, Indiana, Michigan, Montana, Texas and Virginia, through 56 Capital Partners since January 2018.
How many years of experience does Derek Martin have?
Derek Martin has 14 years in the financial industry, since August 2012, across 2 adviser firms.
What exams has Derek Martin passed?
Derek Martin has passed 5 licensing exams: the Series 6, Series 63, Series 7, Series 66 and Series 3. The earliest, the Series 6, was passed in June 2012. FINRA credited Derek Martin with the SIE, which began in October 2018.
Where did Derek Martin work before 56 Capital Partners?
Before 56 Capital Partners, Derek Martin was registered through Northwestern Mutual Investment Services,llc, May 2013 to December 2017.
Where is Derek Martin based?
Derek Martin’s registered office is in Colorado Springs, CO.
Is Derek Martin registered with FINRA?
No. Derek Martin has no current broker registration.
How can I verify Derek Martin’s record?
Search CRD 6059805 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Derek Martin’s full registration record.