ProActive Capital Management provides financial planning, portfolio management for individuals and small businesses, and pension consulting. Financial planning was provided to 26–50 clients last fiscal year.
ProActive Capital Management reports 272 clients. They include 220 individual clients, 41 high-net-worth individuals, and 5 pension and profit-sharing plans. Of its assets, 85.2% ($145M across 605 accounts) are managed with discretion; $25.2M across 5 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 81% | 33% |
| High-net-worth individuals | 15% | 49% |
| Pension and profit-sharing plans | 2% | 15% |
| Charitable organizations | 2% | 4% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 220 | $55.5M | 32.5% | $252K |
| High-net-worth individuals | 41 | $83M | 48.6% | $2.02M |
| Pension and profit-sharing plans | 5 | $25.2M | 14.8% | $5.04M |
| Charitable organizations | 5 | $6.71M | 3.9% | $1.34M |
| Corporations and other businesses | Fewer than 5 | $244K | 0.1% | $244K |
| Total | 272 | $171M | 100% | — |
- Clients
- 220
- Regulatory AUM
- $55.5M
- AUM share
- 32.5%
- Avg. per client
- $252K
- Clients
- 41
- Regulatory AUM
- $83M
- AUM share
- 48.6%
- Avg. per client
- $2.02M
- Clients
- 5
- Regulatory AUM
- $25.2M
- AUM share
- 14.8%
- Avg. per client
- $5.04M
- Clients
- 5
- Regulatory AUM
- $6.71M
- AUM share
- 3.9%
- Avg. per client
- $1.34M
- Clients
- Fewer than 5
- Regulatory AUM
- $244K
- AUM share
- 0.1%
- Avg. per client
- $244K
Total
- Clients
- 272
- Regulatory AUM
- $171M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 26–50
ProActive Capital Management charges 0.75%–1.50% a year for its Asset Management. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable. The brochure also prices 2 other services, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$250K | 1.50% |
| $250K–$750K | 1.25% |
| $750K–$2.5M | 1.00% |
| $2.5M and above | 0.75% |
Fee details and sources
Other fees
- ERISA Plan Services
- An annual fee on the included plan assets that will not exceed 1%, negotiable, charged as a percentage of those assets or as a flat fee.
- Financial Planning and Consulting
- A fixed fee of up to $2,500 for financial planning, billed 50% in advance with the balance due on plan delivery.
Cory McPherson owns 75% or more of ProActive Capital Management. The leadership team of ProActive Capital Management includes President Cory McPherson. It has 3 employees, 2 of them in advisory roles.
Staff
- 3 employees
- 2 in advisory functions
- 2 state-registered reps
- 2 insurance agents
- Owns 75% or more of Proactive Capital Management, Inc.
Cory McPherson
Control person · since September 2022
ProActive Capital Management’s regulatory assets grew from $124M (June 2023) to $171M (January 2026); clients rose from 243 to 272 and employees fell from 4 to 3.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Jan 2026January 2026 | $171M | 272 | 3 | 1 |
| Jan 2025January 2025 | $152M | 261 | 3 | 1 |
| Jan 2024January 2024 | $144M | 271 | 4 | 1 |
| Jun 2023June 2023 | $124M | 243 | 4 | 1 |
Besides its headquarters, ProActive Capital Management has 0 offices, with 1 listed address in 1 state.
Kansas · 1 listed address
- 1414 SW Ashworth Place, Suite 200, TopekaHQ
Contact and registration details
- Legal name
- Proactive Capital Management, Inc.
- Headquarters
- 1414 SW Ashworth Place, Suite 200, Topeka, KS 66604
- Website
- pcmks.com
- Phone
- 785-215-8080
- @33257266
- SEC file
- 801-128137
- Structure
- Kansas corporation
- Fiscal year end
- December
ProActive Capital Management’s named custodians for separately managed accounts are Charles Schwab ($112M, 77%) and Tiaa-Cref Individual & Institutional Services ($33M, 23%). ProActive Capital Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $112M77%
- Tiaa-Cref Individual & Institutional ServicesTiaa-Cref Individual & Institutional Services, LLC · New York, NY · $33M23%
At year end, ProActive Capital Management’s separately managed accounts were mostly in funds (66%) and stocks (24%).
What the accounts hold
- Stocks24%
- Funds66%
- Bonds2%
- State and local bonds1%
- Investment grade corporate bonds1%
- Cash8%
How many clients does ProActive Capital Management have?
ProActive Capital Management has 272 clients and manages $171 million for them, as of January 2026. They include 220 individual clients, 41 high-net-worth individuals, and 5 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 22 January 2026
What services does ProActive Capital Management offer?
ProActive Capital Management provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does ProActive Capital Management charge?
ProActive Capital Management charges 0.75%–1.50% a year for its Asset Management. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
Source: ADV PART 2A & 2B-PROACTIVE CAPITAL MANAGEMENT INC, filed 22 January 2026
Which custodians does ProActive Capital Management use?
ProActive Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $112M and Tiaa-Cref Individual & Institutional Services, LLC (New York, NY), with $33M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 22 January 2026
How many financial advisors does ProActive Capital Management have?
ProActive Capital Management has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does ProActive Capital Management invest in?
At the end of its last fiscal year, ProActive Capital Management’s separately managed accounts held 66% registered funds (mutual funds, ETFs, BDCs), 24% exchange-traded equities, 8% cash and equivalents, 1% state and local bonds and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns ProActive Capital Management?
ProActive Capital Management’s direct owner is Cory McPherson (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 22 January 2026
How does ProActive Capital Management get paid?
ProActive Capital Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact ProActive Capital Management?
ProActive Capital Management’s main office is at 1414 SW Ashworth Place, Suite 200, Topeka, KS 66604. Its phone number is 785-215-8080. Its website is pcmks.com.
