Kevin Tucker has been an investment adviser representative at ProActive Capital Management since January 2021, and is not listed among the firm’s executive officers or direct owners.
Proactive Capital Management, Inc. is a Topeka, KS firm with $171M under management, 272 clients and 2 advisers in one office, as of its January 2026 filing.
Kevin Tucker is Investment Research Officer/Investment Advisor Representative of ProActive Capital Management, Inc. He joined a nationwide investment firm in 1979 and became a partner in a registered investment advisory firm three years later, which ultimately became Tucker Financial Services in Topeka. He sold Tucker Financial Planning in 2018 and has enjoyed the role of senior consultant to the new owner.
Kevin Tucker’s longest registration was 18 years at Tucker Financial Services (1993–2011). Before joining ProActive Capital Management in 2021, Kevin Tucker was registered through Cambridge Investment Research Advisors, Inc. and Tucker Financial Services.
- – present · 5 yearsTopeka, KS · Adviser representative · Firm CRD 297791
- Cambridge Investment Research Advisors, Inc.– · 9 yearsTopeka, KS · Adviser representative · Firm CRD 134139
- Tucker Financial Services– · 18 yearsTopeka, KS · Adviser representative · Firm CRD 114954
Professional designations
Listed by ProActive Capital Management
- Certified Financial Planner (CFP®)
Investment adviser representative registrations
Kevin Tucker is registered as an investment adviser representative in Kansas, since January 2021.
- KansasSince 10 January 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 26 March 1992 |
| Series 7 | General Securities Representative Examination | 18 June 1983 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 September 1979 |
| Series 1 | Registered Representative Examination | 14 September 1979 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Registered Representative Examination
- Full name
- Kevin Nelson Tucker
- CRD
- 871723
- Firm
- ProActive Capital Management · CRD 297791
- Office
- 1414 SW ASHWORTH PLACE, SUITE 200, Topeka, KS 66604
- Registration
- Investment adviser registration
- In the industry since
- October 1979
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- pcmks.com
Where does Kevin Tucker work?
Kevin Tucker is an investment adviser representative registered through Proactive Capital Management, Inc. since January 2021, and is not listed among the firm’s executive officers or direct owners.
Is Kevin Tucker a financial advisor?
Yes. Kevin Tucker has a current investment-adviser registration in Kansas, through ProActive Capital Management since January 2021.
How many years of experience does Kevin Tucker have?
Kevin Tucker has 47 years in the financial industry, since October 1979, across 3 adviser firms.
What exams has Kevin Tucker passed?
Kevin Tucker has passed 4 licensing exams: the Series 63, Series 1, Series 7 and Series 24. The earliest, the Series 63, was passed in September 1979. FINRA credited Kevin Tucker with the SIE, which began in October 2018.
Where did Kevin Tucker work before ProActive Capital Management?
Before ProActive Capital Management, Kevin Tucker was registered through Cambridge Investment Research Advisors, Inc., February 2011 to December 2020; Tucker Financial Services, March 1993 to May 2011.
Where is Kevin Tucker based?
Kevin Tucker’s registered office is in Topeka, KS.
Is Kevin Tucker registered with FINRA?
No. Kevin Tucker has no current broker registration.
Is Kevin Tucker a CFP?
ProActive Capital Management lists Kevin Tucker with the CFP credential (“Certified Financial Planner (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Kevin Tucker’s record?
Search CRD 871723 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kevin Tucker’s full registration record.
