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2B-PROACTIVE CAPITAL MANAGEMENT INC"},{"role":"other","program":"Financial Planning and Consulting","summary":"A fixed fee of up to $2,500 for financial planning, billed 50% in advance with the balance due on plan delivery.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1003279","versionId":1003279,"submittedOn":"2026-01-22","documentName":"ADV PART 2A & 2B-PROACTIVE CAPITAL MANAGEMENT INC"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T16:07:00.586209+00:00","documents":[{"name":"ADV PART 2A & 2B-PROACTIVE CAPITAL MANAGEMENT INC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1003279","versionId":1003279,"submittedOn":"2026-01-22"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":112481462},{"name":"Tiaa-Cref Individual & Institutional 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They include 220 individual clients, 41 high-net-worth individuals, and 5 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 22 January 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does ProActive Capital Management offer?","answer":"ProActive Capital Management provides financial planning, portfolio management for individuals and small businesses, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does ProActive Capital Management charge?","answer":"ProActive Capital Management charges 0.75%–1.50% a year for its Asset Management. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.","source":"ADV PART 2A & 2B-PROACTIVE CAPITAL MANAGEMENT INC, filed 22 January 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does ProActive Capital Management use?","answer":"ProActive Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $112M and Tiaa-Cref Individual & Institutional Services, LLC (New York, NY), with $33M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 22 January 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does ProActive Capital Management have?","answer":"ProActive Capital Management has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does ProActive Capital Management invest in?","answer":"At the end of its last fiscal year, ProActive Capital Management’s separately managed accounts held 66% registered funds (mutual funds, ETFs, BDCs), 24% exchange-traded equities, 8% cash and equivalents, 1% state and local bonds and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns ProActive Capital Management?","answer":"ProActive Capital Management’s direct owner is Cory McPherson (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 22 January 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does ProActive Capital Management get paid?","answer":"ProActive Capital Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact ProActive Capital Management?","answer":"ProActive Capital Management’s main office is at 1414 SW Ashworth Place, Suite 200, Topeka, KS 66604. Its phone number is 785-215-8080. Its website is pcmks.com.","source":"Form ADV Part 1A, Item 1.F, filed 22 January 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}