DW Investment Solutions provides financial planning and portfolio management for individuals and small businesses.
DW Investment Solutions reports 159 clients. They include 113 individual clients and 46 high-net-worth individuals. Of its assets, 100.0% ($111M across 113 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 71% | 78% |
| High-net-worth individuals | 29% | 22% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 113 | $86.6M | 77.7% | $766K |
| High-net-worth individuals | 46 | $24.8M | 22.3% | $539K |
| Total | 159 | $111M | 100% | $701K |
- Clients
- 113
- Regulatory AUM
- $86.6M
- AUM share
- 77.7%
- Avg. per client
- $766K
- Clients
- 46
- Regulatory AUM
- $24.8M
- AUM share
- 22.3%
- Avg. per client
- $539K
Total
- Clients
- 159
- Regulatory AUM
- $111M
- AUM share
- 100%
- Avg. per client
- $701K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
DW Investment Solutions charges 0.55%–1.50% a year for its Investment Supervisory Services. Each asset band is charged at its own rate. The fee is billed in advance. The brochure also prices 2 other services, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$250K | 1.50% |
| $250K–$500K | 1.20% |
| $500K–$1M | 0.85% |
| $1M and above | 0.55% |
Fee details and sources
Other fees
- Hourly Financial Planning
- Financial planning is billed at an hourly fee of $200, in arrears upon completion.
- TIAA-CREF Plan Accounts
- Annual fee for TIAA-CREF plan accounts: $600 up to $300,000 of portfolio value, rising in steps to $2,100 for balances above $2,000,000.
Linda Walker owns 75% or more of DW Investment Solutions. The leadership team of DW Investment Solutions includes President Linda Walker. It has 3 employees, 2 of them in advisory roles.
Staff
- 3 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 75% or more of DW Investment Solutions, Inc.
Linda Walker
Control person · since June 2009
Besides its headquarters, DW Investment Solutions has 0 offices, with 1 listed address with no US state reported.
Contact and registration details
- Legal name
- DW Investment Solutions, Inc.
- Headquarters
- Not reported
- Website
- Not reported
- Phone
- 509-924-6526
- SEC file
- 801-136562
- Structure
- Washington corporation
- Fiscal year end
- December
DW Investment Solutions’ named custodians for separately managed accounts are Altruist ($90.2M, 81%) and Tiaa-Cref Individual & Institutional Services ($21.3M, 19%). DW Investment Solutions does not have custody of client assets.
- Tiaa-Cref Individual & Institutional ServicesTiaa-Cref Individual & Institutional Services, LLC · New York, NY · $21.3M19%
- AltruistAltruist Financial LLC · Culver City, CA · $90.2M81%
At year end, DW Investment Solutions’ separately managed accounts were mostly in funds (61%) and bonds (17%).
What the accounts hold
- Stocks14%
- Funds61%
- Bonds17%
- Cash8%
How many clients does DW Investment Solutions have?
DW Investment Solutions has 159 clients and manages $111 million for them, as of June 2026. They include 113 individual clients and 46 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 18 June 2026
What services does DW Investment Solutions offer?
DW Investment Solutions provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does DW Investment Solutions charge?
DW Investment Solutions charges 0.55%–1.50% a year for its Investment Supervisory Services. Each asset band is charged at its own rate. The fee is billed in advance.
Source: ADV PART 2A, filed 22 May 2026
Which custodians does DW Investment Solutions use?
DW Investment Solutions’ separately managed account assets are held at Altruist Financial LLC (Culver City, CA), with $90.2M and Tiaa-Cref Individual & Institutional Services, LLC (New York, NY), with $21.3M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 June 2026
How many financial advisors does DW Investment Solutions have?
DW Investment Solutions has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does DW Investment Solutions invest in?
At the end of its last fiscal year, DW Investment Solutions’ separately managed accounts held 61% registered funds (mutual funds, ETFs, BDCs), 17% investment grade corporate bonds, 14% exchange-traded equities and 8% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns DW Investment Solutions?
DW Investment Solutions’ direct owner is Linda Walker (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 18 June 2026
How does DW Investment Solutions get paid?
DW Investment Solutions is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact DW Investment Solutions?
Its phone number is 509-924-6526.