Christie Rooney has been Treasurer of DW Investment Solutions since January 2022, is a control person of the firm and directly owns under 5% of it.
DW Investment Solutions, Inc. is a firm with $111M under management, 159 clients and 2 advisers in one office, as of its June 2026 filing.
- – present · 4 yearsSpokane Valley, WA · Adviser representative · Firm CRD 150471
Investment adviser representative registrations
Christie Rooney is registered as an investment adviser representative in 2 states. The first approvals date from January 2022; the most recent is Louisiana, in March 2022.
- LouisianaSince 14 March 2022
- WashingtonSince 27 January 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 27 January 2022 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Christie Marie Rooney
- CRD
- 5905463
- Firm
- DW Investment Solutions · CRD 150471
- Role
- Treasurer
- Office
- Spokane Valley, WA
- Registration
- Investment adviser registration
- In the industry since
- January 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does Christie Rooney work?
Christie Rooney has been Treasurer of DW Investment Solutions, Inc. since January 2022, and is a control person of the firm.
Is Christie Rooney a financial advisor?
Yes. Christie Rooney has a current investment-adviser registration in Louisiana and Washington, through DW Investment Solutions since January 2022.
How many years of experience does Christie Rooney have?
Christie Rooney has 4 years in the financial industry, since January 2022, across 1 adviser firm.
What exams has Christie Rooney passed?
Christie Rooney passed the Series 65 in January 2022.
Where is Christie Rooney based?
Christie Rooney’s registered office is in Spokane Valley, WA.
Is Christie Rooney registered with FINRA?
No. Christie Rooney has no current broker registration.
How can I verify Christie Rooney’s record?
Search CRD 5905463 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Christie Rooney’s full registration record.