Clients
Cavanal Hill Investment Management serves 3 clients, 1 of them banking or thrift institutions. The average client has about $5.08 billion with the firm.
- Banking or thrift institutions1 clients61%
- Investment companies1 clients39%
- Other investment advisers1 clients0%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Banking or thrift institutions | 1 | $9,285,357,522 | 61.0% | $9.29B |
| Investment companies | 1 | $5,940,886,838 | 39.0% | $5.94B |
| Other investment advisers | 1 | $7,303,427 | 0.0% | $7.30M |
| Total | 3 | $15,233,547,787 | 100% | $5.08B |
- Clients
- 1
- Regulatory AUM
- $9,285,357,522
- Share
- 61.0%
- Avg. per client
- $9.29B
- Clients
- 1
- Regulatory AUM
- $5,940,886,838
- Share
- 39.0%
- Avg. per client
- $5.94B
- Clients
- 1
- Regulatory AUM
- $7,303,427
- Share
- 0.0%
- Avg. per client
- $7.30M
Total
- Clients
- 3
- Regulatory AUM
- $15,233,547,787
- Share
- 100%
- Avg. per client
- $5.08B
What it does
Cavanal Hill Investment Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions. It is paid through a percentage of assets.
Cavanal Hill Investment Management advises no private funds.
Nearly all assets ($15.23B across 2,174 accounts) are managed with discretion; $4.21M across 1 account is not. 0% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
What the accounts hold
- Stocks23%
- Bonds75%
- U.S. government and agency bonds37%
- Investment grade corporate bonds20%
- State and local bonds17%
- High-yield corporate bonds1%
- Cash2%
Custodians
Cavanal Hill Investment Management’s client accounts are held mainly at Bokf, NA, with 63% of managed assets. Cavanal Hill Investment Management has custody of client assets.
- Bokf, NABokf, NA · Tulsa, OK · $9.57B63%
- All other custodians$5.67B37%
Ownership and leadership
Bokf, NA owns 75% or more of Cavanal Hill Investment Management.
- Owns 75% or more of Cavanal Hill Investment Management, Inc.
Bokf, NA
Control person · since March 1997
- Owns 75% or more of Bokf, NA
Bok Financial Corporation
Control person · since March 2001
- Owns 50% to 75% of Bok Financial Corporation
George Bruce Kaiser
Control person · since March 2001
Leadership
- Matthew StephaniPresident/Director
- Ryan FlippoChief Compliance Officer
- Catherine DunnSecretary
- Scott Bradley GrauerDirector/Chairman
- James HendersonDirector
- Bryan PetryTreasurer and Tax Officer
Staff
- 47 employees
- 40 in advisory functions
- 32 state-registered reps
- 10 broker-dealer reps
Fees
Cavanal Hill Investment Management is paid through a percentage of assets under management.
Cavanal Hill Investment Management’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Cavanal Hill Investment Management has 1 office, with 2 listed addresses across 2 states.
Oklahoma · 1 listed address
- One Williams Center, 15th Floor, TulsaHQ
Texas · 1 listed address
- 5901 Granite Parkway, Plano
Registration details
- Legal name
- Cavanal Hill Investment Management, Inc.
- Headquarters
- One Williams Center, 15th Floor, Tulsa, OK 74172-0172
- Phone
- 800-958-2942
- Website
- cavanalhill.com
- SEC file
- 801-60138
- Structure
- Oklahoma corporation
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Cavanal Hill Investment Management have?
Cavanal Hill Investment Management has 3 clients and manages $15.2 billion for them, as of March 2026. They include 1 banking or thrift institutions, 1 investment companies and 1 other investment advisers.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 17 March 2026
What services does Cavanal Hill Investment Management offer?
Cavanal Hill Investment Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Cavanal Hill Investment Management use?
Cavanal Hill Investment Management’s separately managed account assets are held at Bokf, NA (Tulsa, OK), with $9,565,088,753. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 March 2026
How many financial advisors does Cavanal Hill Investment Management have?
Cavanal Hill Investment Management has 32 investment adviser representatives registered with state securities authorities, out of 47 employees, and 40 perform investment advisory functions. 10 are registered representatives of a broker-dealer and 0 are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Cavanal Hill Investment Management invest in?
At the end of its last fiscal year, Cavanal Hill Investment Management’s separately managed accounts held 37% U.S. government and agency bonds, 23% exchange-traded equities, 20% investment grade corporate bonds, 17% state and local bonds, 2% cash and equivalents and 1% high-yield corporate bonds. It advises no private funds of its own.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Cavanal Hill Investment Management?
Cavanal Hill Investment Management is owned through a chain of holding companies by George Bruce Kaiser. Its direct owner is Bokf, NA (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 17 March 2026
How does Cavanal Hill Investment Management get paid?
Cavanal Hill Investment Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file