Career
James Henderson has been Director of Cavanal Hill Investment Management since May 2020. James Henderson is a control person of the firm and directly owns under 5% of it.
Cavanal Hill Investment Management, Inc. is a Tulsa, OK firm with $15.2B under management, 3 clients and 40 advisers across 2 offices, as of its March 2026 filing.
- – · 22 yearsTulsa, OK · Adviser representative · Firm CRD 110774
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 22 February 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 December 1989 |
| Series 7 | General Securities Representative Examination | 16 December 1989 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- James Brian Henderson
- CRD
- 2005482
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does James Henderson work?
James Henderson has been Director of Cavanal Hill Investment Management, Inc. since May 2020, and is a control person of the firm.
Does James Henderson have a current investment-adviser registration?
James Henderson has no current investment-adviser or broker registration.
What exams has James Henderson passed?
James Henderson has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in December 1989.
Where was James Henderson previously registered as an investment adviser?
James Henderson has past investment-adviser registrations through Cavanal Hill Investment Management, Inc., June 2001 to October 2023, across 1 firm.