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Catherine Dunn

Secretary at Cavanal Hill Investment Management

Investment adviser and broker registrationsTulsa, OK

Catherine Dunn is Secretary of Cavanal Hill Investment Management, Inc., a Tulsa investment adviser managing $15.2B. Catherine Dunn has been registered as an investment adviser representative through Cavanal Hill Investment Management since 15 July 2025, has 5 years in the industry across 3 firms and has passed 5 licensing exams.

5
Years in industry
1
Years at firm
3
Adviser firms
48
States registered

From the IAPD record · data retrieved 17 October 2026 · page updated 20 October 2026SEC record

Career

Catherine Dunn has been Secretary of Cavanal Hill Investment Management since February 2025. Catherine Dunn is a control person of the firm and directly owns under 5% of it.

Cavanal Hill Investment Management, Inc. is a Tulsa, OK firm with $15.2B under management, 3 clients and 40 advisers across 2 offices, as of its March 2026 filing.

  1. Cavanal Hill Investment Management, Inc.Current
    – present · 1 year
    Tulsa, OK · Adviser representative · Firm CRD 110774
  2. Bok Financial Advisors
    – · under a year
    Tulsa, OK · Adviser representative · Firm CRD 17530
  3. Cavanal Hill Investment Management, Inc.
    – · under a year
    Tulsa, OK · Adviser representative · Firm CRD 110774
  4. Merrill Lynch, Pierce, Fenner & Smith Incorporated
    – · under a year
    Denver, CO · Adviser representative · Firm CRD 7691

Credentials and registrations

Investment adviser representative registrations

Alabama15 July 2025
Status
Approved
Alaska15 July 2025
Status
Approved
Arizona29 July 2025
Status
Approved
Arkansas15 July 2025
Status
Approved
California15 July 2025
Status
Approved
Colorado15 July 2025
Status
Approved
Connecticut15 July 2025
Status
Approved
Delaware15 July 2025
Status
Approved
District of Columbia7 November 2025
Status
Approved
Georgia16 July 2025
Status
Approved
Hawaii15 July 2025
Status
Approved
Idaho15 July 2025
Status
Approved
Illinois15 July 2025
Status
Approved
Indiana15 July 2025
Status
Approved
Iowa15 July 2025
Status
Approved
Kansas15 July 2025
Status
Approved
Kentucky15 July 2025
Status
Approved
Louisiana16 July 2025
Status
Approved
Maine15 July 2025
Status
Approved
Maryland15 July 2025
Status
Approved
Michigan15 July 2025
Status
Approved
Minnesota15 July 2025
Status
Approved
Mississippi15 July 2025
Status
Approved
Missouri15 July 2025
Status
Approved
Montana15 July 2025
Status
Approved
Nebraska15 July 2025
Status
Approved
Nevada15 July 2025
Status
Approved
New Hampshire15 July 2025
Status
Approved
New Jersey15 July 2025
Status
Approved
New Mexico16 July 2025
Status
Approved
New York15 July 2025
Status
Approved
North Carolina15 July 2025
Status
Approved
North Dakota24 July 2025
Status
Approved
Ohio23 July 2025
Status
Approved
Oklahoma15 July 2025
Status
Approved
Pennsylvania15 July 2025
Status
Approved
Puerto Rico15 July 2025
Status
Approved
Rhode Island15 July 2025
Status
Approved
South Carolina15 July 2025
Status
Approved
South Dakota15 July 2025
Status
Approved
Texas15 July 2025
Status
Approved
Utah15 July 2025
Status
Approved
Vermont17 July 2025
Status
Approved
Virgin Islands15 July 2025
Status
Approved
Virginia15 July 2025
Status
Approved
Washington15 July 2025
Status
Approved
West Virginia15 July 2025
Status
Approved
Wisconsin15 July 2025
Status
Approved

Examinations

Series 6617 June 2025
Name
Uniform Combined State Law Examination
SIE30 October 2024
Name
Securities Industry Essentials Examination
Series 7TO27 June 2024
Name
General Securities Representative Examination
Series 619 July 2016
Name
Investment Company Products/Variable Contracts Representative Examination
Series 79 July 2008
Name
General Securities Representative Examination

Individual record

Full name
Catherine Lee Dunn
CRD
2595652
Office
ONE WILLIAMS CENTER, 15TH FLOOR, Tulsa, OK 74172

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Catherine Dunn work?

Catherine Dunn has been Secretary of Cavanal Hill Investment Management, Inc. since February 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 17 March 2026

Is Catherine Dunn a financial advisor?

Yes. Catherine Dunn has a current investment-adviser registration in Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia and Wisconsin, through Cavanal Hill Investment Management since July 2025.

Source: IAPD individual record, checked 17 October 2026

How many years of experience does Catherine Dunn have?

Catherine Dunn has 5 years in the financial industry, since August 2021, across 3 adviser firms.

Source: IAPD individual record, checked 17 October 2026

What exams has Catherine Dunn passed?

Catherine Dunn has passed 5 licensing exams: the Series 7, Series 6, Series 7TO, SIE and Series 66. The earliest, the Series 7, was passed in July 2008.

Source: IAPD individual record, checked 17 October 2026

Where did Catherine Dunn work before Cavanal Hill Investment Management?

Before Cavanal Hill Investment Management, Catherine Dunn was registered through Bok Financial Advisors, September 2016 to September 2016; Merrill Lynch, Pierce, Fenner & Smith Incorporated, August 2008 to December 2008.

Source: IAPD individual record, checked 17 October 2026

Where is Catherine Dunn based?

Catherine Dunn’s registered office is in Tulsa, OK.

Source: IAPD individual record, checked 17 October 2026

Leadership at Cavanal Hill Investment Management

Sources

  1. IAPD individual record, CRD 2595652. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Cavanal Hill Investment Management, Inc., filed 17 March 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

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