Career
Ryan Flippo has been Chief Compliance Officer of Cavanal Hill Investment Management since June 2025. Ryan Flippo is a control person of the firm and directly owns under 5% of it.
Cavanal Hill Investment Management, Inc. is a Tulsa, OK firm with $15.2B under management, 3 clients and 40 advisers across 2 offices, as of its March 2026 filing.
- Bok Financial Private Wealth, Inc.Also current– present · 1 yearTulsa, OK · Adviser representative · Firm CRD 106733
- – present · 1 yearTulsa, OK · Adviser representative · Firm CRD 110774
- Bok Financial AdvisorsAlso current– present · 8 yearsTulsa, OK · Adviser representative · Firm CRD 17530
Credentials and registrations
Investment adviser representative registrations
| State | Status | Since |
|---|---|---|
| California | Approved | 17 June 2025 |
| Colorado | Approved | 17 June 2025 |
| Connecticut | Approved | 17 June 2025 |
| Delaware | Approved | 18 June 2025 |
| Idaho | Approved | 17 June 2025 |
| Illinois | Approved | 17 June 2025 |
| Kansas | Approved | 16 June 2025 |
| Louisiana | Approved | 17 June 2025 |
| Michigan | Approved | 18 June 2025 |
| Missouri | Approved | 17 June 2025 |
| Nebraska | Approved | 25 June 2025 |
| New Hampshire | Approved | 18 June 2025 |
| New Jersey | Approved | 17 June 2025 |
| New Mexico | Approved | 17 June 2025 |
| North Carolina | Approved | 18 June 2025 |
| Ohio | Approved | 20 June 2025 |
| Oklahoma | Approved | 8 January 2018 |
| Pennsylvania | Approved | 17 June 2025 |
| Texas | Approved, resident | 17 June 2025 |
| Utah | Approved | 17 June 2025 |
| Vermont | Approved | 17 June 2025 |
| Virginia | Approved | 17 June 2025 |
| Washington | Approved | 16 June 2025 |
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Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| Series 53 | Municipal Securities Principal Examination | 4 June 2019 |
| Series 52TO | Municipal Securities Representative Examination | 19 April 2019 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 21 December 2017 |
| Series 24 | General Securities Principal Examination | 8 February 2013 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 January 2013 |
| Series 7 | General Securities Representative Examination | 30 August 2012 |
- Name
- Compliance Officer Examination
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- Municipal Securities Principal Examination
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- Municipal Securities Representative Examination
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- Securities Industry Essentials Examination
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- Uniform Combined State Law Examination
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- General Securities Principal Examination
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- Uniform Securities Agent State Law Examination
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- General Securities Representative Examination
Individual record
- Full name
- Ryan Michael Flippo
- CRD
- 5711110
- Office
- ONE WILLIAMS CENTER, PLAZA LEVEL, Tulsa, OK 74172
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Ryan Flippo work?
Ryan Flippo has been Chief Compliance Officer of Cavanal Hill Investment Management, Inc. since June 2025, and is a control person of the firm.
Is Ryan Flippo a financial advisor?
Yes. Ryan Flippo has a current investment-adviser registration in California, Colorado, Connecticut, Delaware, Idaho, Illinois, Kansas, Louisiana, Michigan, Missouri, Nebraska, New Hampshire, New Jersey, New Mexico, North Carolina, Ohio, Oklahoma, Pennsylvania, Texas, Utah, Vermont, Virginia and Washington, through Cavanal Hill Investment Management since June 2025.
How many years of experience does Ryan Flippo have?
Ryan Flippo has 14 years in the financial industry, since August 2012, across 3 adviser firms.
What exams has Ryan Flippo passed?
Ryan Flippo has passed 7 licensing exams: the Series 7, Series 63, Series 24, Series 66, Series 52TO, Series 53 and Series 14. The earliest, the Series 7, was passed in August 2012. FINRA credited Ryan Flippo with the SIE, which began in October 2018.
Where is Ryan Flippo based?
Ryan Flippo’s registered office is in Tulsa, OK.