{"url":"https://nivawealth.com/firms/cavanal-hill-investment-management-110774","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/110774","regulatoryAum":15233547787,"crd":"110774","secFileNumber":"801-60138","legalName":"Cavanal Hill Investment Management, Inc.","displayName":"Cavanal Hill Investment Management","website":"https://cavanalhill.com","founded":null,"organization":"Oklahoma corporation","fiscalYearEnd":"December","headquarters":{"street":"One Williams Center, 15th Floor","city":"Tulsa","state":"OK","stateName":"Oklahoma","country":"United States","postalCode":"74172-0172"},"tradeNames":[],"registration":{"secApproved":"19 April 2001","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":47,"advisory":40,"brokerDealerReps":10,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":15229339102,"discretionaryAccounts":2174,"nonDiscretionary":4208685,"nonDiscretionaryAccounts":1,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Banking or thrift institutions","clients":1,"regulatoryAum":9285357522},{"label":"Investment companies","clients":1,"regulatoryAum":5940886838},{"label":"Other investment advisers","clients":1,"regulatoryAum":7303427}],"fees":[],"feeNotes":[],"custodians":[{"name":"Bokf, NA","shortName":"Bokf, NA","location":"Tulsa, OK","smaAssets":9565088753}],"custodyNote":"Cavanal Hill Investment Management has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Matthew Stephani","title":"President/Director","crd":"4727319"},{"name":"Ryan Flippo","title":"Chief Compliance Officer","crd":"5711110"},{"name":"Catherine Dunn","title":"Secretary","crd":"2595652"},{"name":"Scott Bradley Grauer","title":"Director/Chairman","crd":"1509326"},{"name":"James Henderson","title":"Director","crd":"2005482"},{"name":"Bryan Petry","title":"Treasurer and Tax Officer","crd":"8048271"}],"ownership":[{"label":"Bokf, NA","detail":"Owner in the 75% or more ownership band and a control person, since March 1997."},{"label":"Bok Financial Corporation","detail":"Indirect owner: a owner of Bokf, NA in the 75% or more band and a control person, since March 2001.","parent":"Bokf, NA"},{"label":"George Bruce Kaiser","detail":"Indirect owner: a owner of Bok Financial Corporation in the 50% to 75% band and a control person, since March 2001.","parent":"Bok Financial Corporation"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"officesByState":[{"state":"Oklahoma","offices":1,"addresses":[{"street":"One Williams Center, 15th Floor","city":"Tulsa","headquarters":true}]},{"state":"Texas","offices":1,"addresses":[{"street":"5901 Granite Parkway","city":"Plano"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"800-958-2942","stateRegisteredReps":32,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":23},{"label":"U.S. government/agency bonds","percent":37},{"label":"U.S. state and local bonds","percent":17},{"label":"Investment grade corporate bonds","percent":20},{"label":"Non-investment grade corporate bonds","percent":1},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"17 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/110774/PDF/110774.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Cavanal Hill Investment Management have?","answer":"Cavanal Hill Investment Management has 3 clients and manages $15.2 billion for them, as of March 2026. They include 1 banking or thrift institutions, 1 investment companies and 1 other investment advisers.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 17 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Cavanal Hill Investment Management offer?","answer":"Cavanal Hill Investment Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Cavanal Hill Investment Management use?","answer":"Cavanal Hill Investment Management’s separately managed account assets are held at Bokf, NA (Tulsa, OK), with $9,565,088,753. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Cavanal Hill Investment Management have?","answer":"Cavanal Hill Investment Management has 32 investment adviser representatives registered with state securities authorities, out of 47 employees, and 40 perform investment advisory functions. 10 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Cavanal Hill Investment Management invest in?","answer":"At the end of its last fiscal year, Cavanal Hill Investment Management’s separately managed accounts held 37% U.S. government and agency bonds, 23% exchange-traded equities, 20% investment grade corporate bonds, 17% state and local bonds, 2% cash and equivalents and 1% high-yield corporate bonds. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Cavanal Hill Investment Management?","answer":"Cavanal Hill Investment Management is owned through a chain of holding companies by George Bruce Kaiser. Its direct owner is Bokf, NA (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 17 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Cavanal Hill Investment Management get paid?","answer":"Cavanal Hill Investment Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}