ATFS Advisers provides financial planning, portfolio management for individuals and small businesses, and portfolio management for pooled vehicles. Financial planning was provided to 51–100 clients last fiscal year. The firm advises 1 private fund.
ATFS Advisers reports 48 clients. They include 40 individual clients, 7 high-net-worth individuals and 1 pooled investment vehicle. Of its assets, 26.2% ($40.3M across 48 accounts) are managed with discretion; $114M across 4 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 83% | 10% |
| High-net-worth individuals | 15% | 89% |
| Pooled investment vehicles | 2% | 1% |
| Corporations and other businesses | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 40 | $15.8M | 10.3% | $395K |
| High-net-worth individuals | 7 | $136M | 88.6% | $19.5M |
| Pooled investment vehicles | 1 | $1.73M | 1.1% | $1.73M |
| Corporations and other businesses | Fewer than 5 | $54.3K | 0.0% | — |
| Total | 48 | $154M | 100% | — |
- Clients
- 40
- Regulatory AUM
- $15.8M
- AUM share
- 10.3%
- Avg. per client
- $395K
- Clients
- 7
- Regulatory AUM
- $136M
- AUM share
- 88.6%
- Avg. per client
- $19.5M
- Clients
- 1
- Regulatory AUM
- $1.73M
- AUM share
- 1.1%
- Avg. per client
- $1.73M
- Clients
- Fewer than 5
- Regulatory AUM
- $54.3K
- AUM share
- 0.0%
- Avg. per client
- —
Total
- Clients
- 48
- Regulatory AUM
- $154M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 1
- Financial planning clients last fiscal year
- 51–100
ATFS Advisers charges 0.50%–1.50% a year for its Asset-Based Fees. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Spreadwise Borrowing
- An annual advisory fee of 0.60% is billed monthly in arrears on the end-of-month value of active synthetic loans, for enrolled clients; fees may be negotiated or waived.
Atlas Financial Services, Inc. owns 75% or more of ATFS Advisers and is in turn owned by LCG Partners Fund, L.P. (75% or more), Lightspeed Venture Partners Xiii, L.P. (50–75%) and Tobias Heaslip (25–50%). The leadership team of ATFS Advisers includes Chief Compliance Officer Tara Horne. It has 8 employees, 5 of them in advisory roles.
Staff
- 8 employees
- 5 in advisory functions
- 3 state-registered reps
- Owns 75% or more of Atfs Advisers LLC
Atlas Financial Services, Inc.
Control person · since October 2022
- Owns 75% or more of Atlas Financial Services, Inc.
LCG Partners Fund, L.P.
Control person · since December 2020
- Owns 50% to 75% of Atlas Financial Services, Inc.
Lightspeed Venture Partners Xiii, L.P.
Control person · since December 2021
- Owns 25% to 50% of Atlas Financial Services, Inc.
Tobias Heaslip
Control person · since August 2020
ATFS Advisers’ regulatory assets grew 11475.1× from $13.4K (March 2024) to $154M (July 2026); clients rose from 18 to 48 and employees from 6 to 8.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Jul 2026July 2026 | $154M | 48 | 8 | 8 |
| Jul 2025July 2025 | $121M | 33 | 8 | 1 |
| Mar 2024March 2024 | $13.4K | 18 | 6 | 1 |
Besides its headquarters, ATFS Advisers has 7 offices (3 private residences, listed without an address), with 5 listed addresses across 3 states.
Florida · 2 listed addresses
- 10303 N Andover Coach LN, Wellington
- 694 Fern St, West Palm Beach
California · 1 listed address
- 840 Apollo, El Segundo
Pennsylvania · 1 listed address
- 325 Penn Road, Wynnewood
Choose a state to see its listed addresses.
Contact and registration details
- Legal name
- Atfs Advisers LLC
- Headquarters
- Not reported
- Website
- atlasfinancial.com
- Phone
- 805-557-8713
- SEC file
- 801-128722
- Structure
- Delaware LLC
- Fiscal year end
- December
ATFS Advisers’ named custodian for separately managed accounts is Charles Schwab ($38.6M). ATFS Advisers has custody of $38.6M for 48 clients.
- Charles SchwabCharles Schwab & Co. Inc. · Westlake, TX · $38.6M100%
At year end, ATFS Advisers’ separately managed accounts were mostly in stocks (62%) and funds (20%).
What the accounts hold
- Stocks62%
- Non-exchange-traded equities44%
- Exchange-traded equities18%
- Funds20%
- Pooled vehicles13%
- Registered funds7%
- Bonds7%
- Investment grade corporate bonds3%
- High-yield corporate bonds3%
- U.S. government and agency bonds1%
- Cash4%
- Other7%
- Bitcoin and hedging strategies6%
- Derivatives1%
How many clients does ATFS Advisers have?
ATFS Advisers has 48 clients and manages $154 million for them, as of July 2026. They include 40 individual clients, 7 high-net-worth individuals and 1 pooled investment vehicle.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 July 2026
What services does ATFS Advisers offer?
ATFS Advisers provides financial planning, portfolio management for individuals and small businesses, and portfolio management for pooled vehicles.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does ATFS Advisers charge?
ATFS Advisers charges 0.50%–1.50% a year for its Asset-Based Fees. The fee is billed in advance and is negotiable.
Which custodians does ATFS Advisers use?
ATFS Advisers’ separately managed account assets are held at Charles Schwab & Co. Inc. (Westlake, TX), with $38.6M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 July 2026
How many financial advisors does ATFS Advisers have?
ATFS Advisers has 3 investment adviser representatives registered with state securities authorities, out of 8 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does ATFS Advisers invest in?
At the end of its last fiscal year, ATFS Advisers’ separately managed accounts held 44% non-exchange-traded equities, 18% exchange-traded equities, 13% pooled vehicles (private funds and similar), 7% registered funds (mutual funds, ETFs, BDCs), 6% other, 4% cash and equivalents, 3% investment grade corporate bonds, 3% high-yield corporate bonds, 1% U.S. government and agency bonds and 1% derivatives. The 6% other category is described as: Bitcoin and Hedging Strategies. It advises 1 private fund.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns ATFS Advisers?
ATFS Advisers is owned through a holding company by Tobias Heaslip, Lightspeed Venture Partners Xiii, L.P. and LCG Partners Fund, L.P. Its direct owner is Atlas Financial Services, Inc. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 24 July 2026
How does ATFS Advisers get paid?
ATFS Advisers is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact ATFS Advisers?
Its phone number is 805-557-8713. Its website is atlasfinancial.com.