Wayne Goldstein has been an investment adviser representative at ATFS Advisers since September 2025, and is not listed among the firm’s executive officers or direct owners.
Atfs Advisers LLC is a firm with $154M under management, 48 clients and 5 advisers across 8 offices, as of its July 2026 filing.
Wayne Goldstein’s longest registration is the current one, 1 year at ATFS Advisers since 2025. Before joining ATFS Advisers in 2025, Wayne Goldstein was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · under a yearBoca Raton, FL · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Wayne Goldstein is registered as an investment adviser representative in 2 states. Each was approved in September 2025.
- FloridaSince 25 September 2025
- TexasSince 19 September 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 25 August 2025 |
| Series 66 | Uniform Combined State Law Examination | 26 December 2020 |
| Series 7TO | General Securities Representative Examination | 20 November 2020 |
| SIE | Securities Industry Essentials Examination | 19 October 2020 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 7297570
- Firm
- ATFS Advisers · CRD 324191
- Office
- Wellington, FL
- Registration
- Investment adviser registration
- In the industry since
- January 2025
- Disciplinary history
- Not yet shown here · SEC record
Where does Wayne Goldstein work?
Wayne Goldstein is an investment adviser representative registered through Atfs Advisers LLC since September 2025, and is not listed among the firm’s executive officers or direct owners.
Is Wayne Goldstein a financial advisor?
Yes. Wayne Goldstein has a current investment-adviser registration in Florida and Texas, through ATFS Advisers since September 2025.
How many years of experience does Wayne Goldstein have?
Wayne Goldstein has 1 year in the financial industry, since January 2025, across 2 adviser firms.
What exams has Wayne Goldstein passed?
Wayne Goldstein has passed 4 licensing exams: the SIE, Series 7TO, Series 66 and Series 65. The earliest, the SIE, was passed in October 2020.
Where did Wayne Goldstein work before ATFS Advisers?
Before ATFS Advisers, Wayne Goldstein was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, January 2021 to August 2021.
Where is Wayne Goldstein based?
Wayne Goldstein’s registered office is in Wellington, FL.
Is Wayne Goldstein registered with FINRA?
No. Wayne Goldstein has no current broker registration.
How can I verify Wayne Goldstein’s record?
Search CRD 7297570 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Wayne Goldstein’s full registration record.