Tara Horne has been Chief Compliance Officer of ATFS Advisers since April 2025, is not listed as a control person, but directly owns under 5% of the firm.
Atfs Advisers LLC is a firm with $154M under management, 48 clients and 5 advisers across 8 offices, as of its July 2026 filing.
No adviser firm registrations are on Tara Horne’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 14 | Compliance Officer Examination | 1 February 2023 |
| Series 99TO | Operations Professional Examination | 1 February 2023 |
| Series 24 | General Securities Principal Examination | 7 October 2022 |
| Series 7TO | General Securities Representative Examination | 19 August 2022 |
| SIE | Securities Industry Essentials Examination | 13 June 2022 |
- Name
- Compliance Officer Examination
- Name
- Operations Professional Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Tara Nichole Horne
- CRD
- 6090958
- Firm
- ATFS Advisers · CRD 324191
- Role
- Chief Compliance Officer
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Tara Horne work?
Tara Horne has been Chief Compliance Officer of Atfs Advisers LLC since April 2025.
Does Tara Horne have a current investment-adviser registration?
Tara Horne has a current broker registration and no current investment-adviser registration.
What exams has Tara Horne passed?
Tara Horne has passed 5 licensing exams: the SIE, Series 7TO, Series 24, Series 14 and Series 99TO. The earliest, the SIE, was passed in June 2022.
Is Tara Horne registered with FINRA?
Yes. Tara Horne has a current broker registration, under CRD 6090958.
Source: FINRA BrokerCheck
How can I verify Tara Horne’s record?
Search CRD 6090958 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Tara Horne’s full registration record.