Tobias Heaslip has been CEO and CIO of ATFS Advisers since November 2022, is a control person of the firm and directly owns under 5% of it.
Atfs Advisers LLC is a firm with $154M under management, 48 clients and 5 advisers across 8 offices, as of its July 2026 filing.
Tobias Heaslip is Founder & CEO of Atlas. He has 15+ years of investment banking, hedge fund and technology experience, and specializes in alternative asset management and private markets. Earlier employers include Goldman Sachs, Morgan Stanley, Och-Ziff and Barclays.
No adviser firm registrations are on Tobias Heaslip’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 20 November 2023 |
| Series 99TO | Operations Professional Examination | 20 November 2023 |
| Series 57TO | Securities Trader Exam | 20 November 2023 |
| Series 24 | General Securities Principal Examination | 22 July 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 55 | Limited Representative-Equity Trader Exam | 22 August 2011 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 August 2011 |
| Series 7 | General Securities Representative Examination | 10 August 2011 |
- Name
- General Securities Representative Examination
- Name
- Operations Professional Examination
- Name
- Securities Trader Exam
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Tobias Francis Heaslip
- CRD
- 5808520
- Firm
- ATFS Advisers · CRD 324191
- Role
- CEO and CIO
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- atlasfinancial.com
Where does Tobias Heaslip work?
Tobias Heaslip has been CEO and CIO of Atfs Advisers LLC since November 2022, and is a control person of the firm.
Does Tobias Heaslip have a current investment-adviser registration?
Tobias Heaslip has a current broker registration and no current investment-adviser registration.
What exams has Tobias Heaslip passed?
Tobias Heaslip has passed 7 licensing exams: the Series 7, Series 63, Series 55, Series 24, Series 7TO, Series 99TO and Series 57TO. The earliest, the Series 7, was passed in August 2011. FINRA credited Tobias Heaslip with the SIE, which began in October 2018.
Is Tobias Heaslip registered with FINRA?
Yes. Tobias Heaslip has a current broker registration, under CRD 5808520.
Source: FINRA BrokerCheck
How can I verify Tobias Heaslip’s record?
Search CRD 5808520 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Tobias Heaslip’s full registration record.