Soren Schwan has been an investment adviser representative at ATFS Advisers since July 2026, and is not listed among the firm’s executive officers or direct owners.
Atfs Advisers LLC is a firm with $154M under management, 48 clients and 5 advisers across 8 offices, as of its July 2026 filing.
Soren Schwan’s longest registration was 4 years at Pittenger & Anderson Inc (2022–2026). Before joining ATFS Advisers in 2026, Soren Schwan was registered through Pittenger & Anderson Inc.
- Pittenger & Anderson Inc– · 4 yearsLincoln, NE · Adviser representative · Firm CRD 111033
Investment adviser representative registrations
Soren Schwan is registered as an investment adviser representative in 2 states, as a resident of Texas. Each was approved in July 2026.
- NebraskaSince 24 July 2026
- TexasResidentSince 27 July 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 27 April 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 51 | Municipal Fund Securities Principal Examination | 12 January 2018 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 16 November 2017 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 September 2016 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 26 July 2016 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Fund Securities Principal Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Soren Elizabeth Schwan
- CRD
- 6662498
- Firm
- ATFS Advisers · CRD 324191
- Office
- Lincoln , NE
- Registration
- Investment adviser registration
- In the industry since
- January 2017
- Disciplinary history
- Not yet shown here · SEC record
Where does Soren Schwan work?
Soren Schwan is an investment adviser representative registered through Atfs Advisers LLC since July 2026, and is not listed among the firm’s executive officers or direct owners.
Is Soren Schwan a financial advisor?
Yes. Soren Schwan has a current investment-adviser registration in Nebraska and Texas, through ATFS Advisers since July 2026.
How many years of experience does Soren Schwan have?
Soren Schwan has 9 years in the financial industry, since January 2017, across 2 adviser firms.
What exams has Soren Schwan passed?
Soren Schwan has passed 5 licensing exams: the Series 6, Series 63, Series 26, Series 51 and Series 65. The earliest, the Series 6, was passed in July 2016. FINRA credited Soren Schwan with the SIE, which began in October 2018.
Where did Soren Schwan work before ATFS Advisers?
Before ATFS Advisers, Soren Schwan was registered through Pittenger & Anderson Inc, April 2022 to June 2026.
Where is Soren Schwan based?
Soren Schwan’s registered office is in Lincoln , NE.
Is Soren Schwan registered with FINRA?
No. Soren Schwan has no current broker registration.
How can I verify Soren Schwan’s record?
Search CRD 6662498 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Soren Schwan’s full registration record.