Alex Goldstein has been an investment adviser representative at ATFS Advisers since September 2025, and is not listed among the firm’s executive officers or direct owners.
Atfs Advisers LLC is a firm with $154M under management, 48 clients and 5 advisers across 8 offices, as of its July 2026 filing.
Alex Goldstein’s longest registration was 3 years at Merrill Lynch, Pierce, Fenner & Smith Incorporated (2020–2023). Before joining ATFS Advisers in 2025, Alex Goldstein was registered through Spreadwise LLC and Chesapeake Asset Management LLC.
- Spreadwise LLC– · under a yearWest Palm Beach, FL · Adviser representative · Firm CRD 336799
- Chesapeake Asset Management LLC– · 2 yearsBoca Raton, FL · Adviser representative · Firm CRD 108994
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 3 yearsBoca Raton, FL · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Alex Goldstein is registered as an investment adviser representative in 2 states. Each was approved in September 2025.
- FloridaSince 9 September 2025
- TexasSince 4 September 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 24 February 2020 |
| SIE | Securities Industry Essentials Examination | 1 November 2018 |
| Series 7 | General Securities Representative Examination | 31 October 2018 |
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Full name
- Alex Gregory Goldstein
- CRD
- 6944442
- Firm
- ATFS Advisers · CRD 324191
- Office
- West Palm Beach, FL
- Registration
- Investment adviser registration
- In the industry since
- January 2019
- Disciplinary history
- Not yet shown here · SEC record
Where does Alex Goldstein work?
Alex Goldstein is an investment adviser representative registered through Atfs Advisers LLC since September 2025, and is not listed among the firm’s executive officers or direct owners.
Is Alex Goldstein a financial advisor?
Yes. Alex Goldstein has a current investment-adviser registration in Florida and Texas, through ATFS Advisers since September 2025.
How many years of experience does Alex Goldstein have?
Alex Goldstein has 7 years in the financial industry, since January 2019, across 4 adviser firms.
What exams has Alex Goldstein passed?
Alex Goldstein has passed 3 licensing exams: the Series 7, SIE and Series 66. The earliest, the Series 7, was passed in October 2018.
Where did Alex Goldstein work before ATFS Advisers?
Before ATFS Advisers, Alex Goldstein was registered through Chesapeake Asset Management LLC, June 2023 to August 2025; Merrill Lynch, Pierce, Fenner & Smith Incorporated, February 2020 to June 2023.
Where is Alex Goldstein based?
Alex Goldstein’s registered office is in West Palm Beach, FL.
Is Alex Goldstein registered with FINRA?
No. Alex Goldstein has no current broker registration.
How can I verify Alex Goldstein’s record?
Search CRD 6944442 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Alex Goldstein’s full registration record.