Todd Sheridan has been Vice President of David Vaughan Investments since September 2006, is a control person of the firm and directly owns under 5% of it. Todd Sheridan holds a B.S. in Finance from the University of Illinois at Urbana-Champaign.
David Vaughan Investments, LLC is a Peoria, IL firm with $5.33B under management, 1,240 clients and 48 advisers across 2 offices, as of its July 2026 filing.
Todd Sheridan is Vice President, Portfolio Management & Research of David Vaughan Investments. He joined DVI in 1999 and has played a key role in shaping DVI's portfolio strategy. His financial career began in 1988 in cash management at a Peoria manufacturing company, where he moved to its newly established internal investment management division in 1992.
- – present · 26 yearsPeoria, IL · Adviser representative · Firm CRD 105990
Professional designations
Listed by David Vaughan Investments
- CFA
Investment adviser representative registrations
Todd Sheridan is registered as an investment adviser representative in Illinois, since March 2000.
- IllinoisSince 17 March 2000
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 10 September 1993 |
| Series 7 | General Securities Representative Examination | 16 June 1993 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Todd Michael Sheridan
- CRD
- 2364260
- Firm
- David Vaughan Investments · CRD 105990
- Role
- Vice President
- Office
- 5823 N. FOREST PARK DRIVE, Peoria, IL 61614
- Registration
- Investment adviser registration
- In the industry since
- March 2000
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- dviinc.com
Where does Todd Sheridan work?
Todd Sheridan has been Vice President of David Vaughan Investments, LLC since September 2006, and is a control person of the firm.
Is Todd Sheridan a financial advisor?
Yes. Todd Sheridan has a current investment-adviser registration in Illinois, through David Vaughan Investments since March 2000.
How many years of experience does Todd Sheridan have?
Todd Sheridan has 26 years in the financial industry, since March 2000, across 1 adviser firm.
What exams has Todd Sheridan passed?
Todd Sheridan has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in June 1993.
Where is Todd Sheridan based?
Todd Sheridan’s registered office is in Peoria, IL.
Is Todd Sheridan registered with FINRA?
No. Todd Sheridan has no current broker registration.
Is Todd Sheridan a CFA charterholder?
David Vaughan Investments lists Todd Sheridan with the CFA credential (“CFA”) on its website. CFA Institute confirms certification status.
How can I verify Todd Sheridan’s record?
Search CRD 2364260 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Todd Sheridan’s full registration record.
Brian ChristensenElected Manager & SR Vice President & Chief Investment Officer
Stephen HinrichsSenior Vice President of Investment Research
Michael PriceChief Compliance Officer, Vice President of Risk Management & Corporate Secretary- Elizabeth SalmonVice President of Operations
Patrick SmarjesseSenior Vice President of Relationship Management
Lawrence Williams IVElected Manager, Chairman, President & CEO
Alfredo RisiChief Operating Officer- Darrin AutryElected Manager
- Michael DewaltElected Manager
Erin DuvallChief People Officer- Andrew HoneggerElected Manager
Jeffrey HuizengaDirector of Wealth Strategies
Glenn MaxeyDirector & Senior Portfolio Manager- John McClureElected Manager
Stephanie RickettsSenior Relationship Manager & Director of Client Services- Kevin SchoepleinElected Manager
- Christopher SpearsElected Manager
- David Vaughan JRElected Manager
Mitchell ZippayDirector & Senior Accounting Manager