Erin Duvall is not listed as a control person, but directly owns under 5% of David Vaughan Investments. Erin Duvall holds a B.S. in Finance from Illinois State University.
David Vaughan Investments is an investment adviser based in Peoria, IL, registered with the SEC since 1977. It provides financial planning and investment management. Its clients include high-net-worth individuals, banking or thrift institutions and charitable organizations. Its regulatory assets under management total $5.33 billion, as filed on 20 July 2026. Its fees, ownership and offices are on the firm’s profile.
Erin Duvall is Chief People Officer of David Vaughan Investments. She joined DVI in 2026, bringing two decades of global finance and treasury leadership experience. Before joining DVI, she served as Assistant Treasurer at Caterpillar, where she led a global treasury team spanning five countries.
- CRD
- 8235678
- Firm
- David Vaughan Investments · CRD 105990
- Role
- Chief People Officer
- In role since
- January 2026 · under a year
- Control person
- Not listed
- Direct ownership
- Under 5%
- Firm headquarters
- Peoria, IL
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- dviinc.com
Where does Erin Duvall work?
Erin Duvall has been Chief People Officer of David Vaughan Investments, LLC since January 2026.
How can I verify Erin Duvall’s record?
Erin Duvall’s role is listed on David Vaughan Investments, LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 105990.
Brian ChristensenElected Manager & SR Vice President & Chief Investment Officer
Stephen HinrichsSenior Vice President of Investment Research
Michael PriceChief Compliance Officer, Vice President of Risk Management & Corporate Secretary- Elizabeth SalmonVice President of Operations
Todd SheridanVice President
Patrick SmarjesseSenior Vice President of Relationship Management
Lawrence Williams IVElected Manager, Chairman, President & CEO
Alfredo RisiChief Operating Officer- Darrin AutryElected Manager
- Michael DewaltElected Manager
- Andrew HoneggerElected Manager
Jeffrey HuizengaDirector of Wealth Strategies
Glenn MaxeyDirector & Senior Portfolio Manager- John McClureElected Manager
Stephanie RickettsSenior Relationship Manager & Director of Client Services- Kevin SchoepleinElected Manager
- Christopher SpearsElected Manager
- David Vaughan JRElected Manager
Mitchell ZippayDirector & Senior Accounting Manager