Lawrence Williams IV has held the title Elected Manager, Chairman, President & CEO at David Vaughan Investments since December 2017, is a control person of the firm and directly owns under 5% of it.
David Vaughan Investments, LLC is a Peoria, IL firm with $5.33B under management, 1,240 clients and 48 advisers across 2 offices, as of its July 2026 filing.
Lawrence “Will” Williams IV is Chairman, President, and Chief Executive Officer of David Vaughan Investments. He joined DVI in 1990 after beginning his career as a proprietary trader and economic analyst at a local investment firm. His early roles spanned compliance, operations, accounting, trading, portfolio management, and research.
- – present · 32 yearsPeoria, IL · Adviser representative · Firm CRD 105990
Investment adviser representative registrations
Lawrence Williams IV is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from April 1994; the most recent is Texas, in April 2014.
- FloridaSince 12 April 1994
- IllinoisSince 31 March 1998
- TexasResidentSince 9 April 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 7 December 1992 |
| Series 24 | General Securities Principal Examination | 16 November 1992 |
| Series 7 | General Securities Representative Examination | 24 August 1992 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- CRD
- 2254189
- Firm
- David Vaughan Investments · CRD 105990
- Role
- Elected Manager, Chairman, President & CEO
- Office
- 5823 N. FOREST PARK DRIVE, Peoria, IL 61614
- Registration
- Investment adviser registration
- In the industry since
- April 1994
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- dviinc.com
Where does Lawrence Williams IV work?
Lawrence Williams IV has held the title Elected Manager, Chairman, President & CEO at David Vaughan Investments, LLC since December 2017, and is a control person of the firm.
Is Lawrence Williams IV a financial advisor?
Yes. Lawrence Williams IV has a current investment-adviser registration in Florida, Illinois and Texas, through David Vaughan Investments since April 1994.
How many years of experience does Lawrence Williams IV have?
Lawrence Williams IV has 32 years in the financial industry, since April 1994, across 1 adviser firm.
What exams has Lawrence Williams IV passed?
Lawrence Williams IV has passed 3 licensing exams: the Series 7, Series 24 and Series 65. The earliest, the Series 7, was passed in August 1992.
Where is Lawrence Williams IV based?
Lawrence Williams IV’s registered office is in Peoria, IL.
Is Lawrence Williams IV registered with FINRA?
No. Lawrence Williams IV has no current broker registration.
How can I verify Lawrence Williams IV’s record?
Search CRD 2254189 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Lawrence Williams IV’s full registration record.
Brian ChristensenElected Manager & SR Vice President & Chief Investment Officer
Stephen HinrichsSenior Vice President of Investment Research
Michael PriceChief Compliance Officer, Vice President of Risk Management & Corporate Secretary- Elizabeth SalmonVice President of Operations
Todd SheridanVice President
Patrick SmarjesseSenior Vice President of Relationship Management
Alfredo RisiChief Operating Officer- Darrin AutryElected Manager
- Michael DewaltElected Manager
Erin DuvallChief People Officer- Andrew HoneggerElected Manager
Jeffrey HuizengaDirector of Wealth Strategies
Glenn MaxeyDirector & Senior Portfolio Manager- John McClureElected Manager
Stephanie RickettsSenior Relationship Manager & Director of Client Services- Kevin SchoepleinElected Manager
- Christopher SpearsElected Manager
- David Vaughan JRElected Manager
Mitchell ZippayDirector & Senior Accounting Manager