David Vaughan JR is a control person of David Vaughan Investments and directly owns under 5% of it. David Vaughan JR holds a B.A. from Harvard College and an M.D. from the University of Cincinnati.
David Vaughan Investments is an investment adviser based in Peoria, IL, registered with the SEC since 1977. It provides financial planning and investment management. Its clients include high-net-worth individuals, banking or thrift institutions and charitable organizations. Its regulatory assets under management total $5.33 billion, as filed on 20 July 2026. Its fees, ownership and offices are on the firm’s profile.
David J. Vaughan, Jr. is a Manager of David Vaughan Investments, serving since 2007. He is a board-certified urologist and Executive Vice President of Medical Affairs at Syncromune, Inc., a privately held biopharmaceutical company based in Florida. Previously, he was Managing Partner at Orlando Urology Associates.
- CRD
- 4907373
- Firm
- David Vaughan Investments · CRD 105990
- Role
- Elected Manager
- In role since
- September 2006 · 20 years
- Control person
- Yes
- Direct ownership
- Under 5%
- Firm headquarters
- Peoria, IL
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- dviinc.com
Where does David Vaughan JR work?
David Vaughan JR has held the title Elected Manager at David Vaughan Investments, LLC since September 2006, and is a control person of the firm.
How can I verify David Vaughan JR’s record?
David Vaughan JR’s role is listed on David Vaughan Investments, LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 105990.
Brian ChristensenElected Manager & SR Vice President & Chief Investment Officer
Stephen HinrichsSenior Vice President of Investment Research
Michael PriceChief Compliance Officer, Vice President of Risk Management & Corporate Secretary- Elizabeth SalmonVice President of Operations
Todd SheridanVice President
Patrick SmarjesseSenior Vice President of Relationship Management
Lawrence Williams IVElected Manager, Chairman, President & CEO
Alfredo RisiChief Operating Officer- Darrin AutryElected Manager
- Michael DewaltElected Manager
Erin DuvallChief People Officer- Andrew HoneggerElected Manager
Jeffrey HuizengaDirector of Wealth Strategies
Glenn MaxeyDirector & Senior Portfolio Manager- John McClureElected Manager
Stephanie RickettsSenior Relationship Manager & Director of Client Services- Kevin SchoepleinElected Manager
- Christopher SpearsElected Manager
Mitchell ZippayDirector & Senior Accounting Manager