Patrick Smarjesse has been Senior Vice President of Relationship Management of David Vaughan Investments since September 2006, is a control person of the firm and directly owns under 5% of it. Patrick Smarjesse holds a B.S. in Management from the University of Wisconsin-La Crosse.
David Vaughan Investments, LLC is a Peoria, IL firm with $5.33B under management, 1,240 clients and 48 advisers across 2 offices, as of its July 2026 filing.
Patrick Smarjesse is Senior Vice President of David Vaughan Investments. He joined DVI in 1995 and began his career as a retail broker with a national financial firm. His growing focus on retirement planning led to the creation of DVI Consulting Group, a division serving businesses that sponsor employee retirement plans.
- – present · 27 yearsPeoria, IL · Adviser representative · Firm CRD 105990
Professional designations
Listed by David Vaughan Investments
- CEBS
Investment adviser representative registrations
Patrick Smarjesse is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from December 1998; the most recent is Texas, in May 2022.
- FloridaSince 9 November 2016
- IllinoisSince 28 December 1998
- TexasResidentSince 26 May 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 6 September 1985 |
| Series 7 | General Securities Representative Examination | 17 August 1985 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Patrick Joseph Smarjesse
- CRD
- 1385119
- Firm
- David Vaughan Investments · CRD 105990
- Role
- Senior Vice President of Relationship Management
- Office
- 5823 N. FOREST PARK DRIVE, Peoria, IL 61614
- Registration
- Investment adviser registration
- In the industry since
- December 1998
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- dviinc.com
Where does Patrick Smarjesse work?
Patrick Smarjesse has been Senior Vice President of Relationship Management of David Vaughan Investments, LLC since September 2006, and is a control person of the firm.
Is Patrick Smarjesse a financial advisor?
Yes. Patrick Smarjesse has a current investment-adviser registration in Florida, Illinois and Texas, through David Vaughan Investments since December 1998.
How many years of experience does Patrick Smarjesse have?
Patrick Smarjesse has 27 years in the financial industry, since December 1998, across 1 adviser firm.
What exams has Patrick Smarjesse passed?
Patrick Smarjesse has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in August 1985.
Where is Patrick Smarjesse based?
Patrick Smarjesse’s registered office is in Peoria, IL.
Is Patrick Smarjesse registered with FINRA?
No. Patrick Smarjesse has no current broker registration.
How can I verify Patrick Smarjesse’s record?
Search CRD 1385119 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Patrick Smarjesse’s full registration record.
Brian ChristensenElected Manager & SR Vice President & Chief Investment Officer
Stephen HinrichsSenior Vice President of Investment Research
Michael PriceChief Compliance Officer, Vice President of Risk Management & Corporate Secretary- Elizabeth SalmonVice President of Operations
Todd SheridanVice President
Lawrence Williams IVElected Manager, Chairman, President & CEO
Alfredo RisiChief Operating Officer- Darrin AutryElected Manager
- Michael DewaltElected Manager
Erin DuvallChief People Officer- Andrew HoneggerElected Manager
Jeffrey HuizengaDirector of Wealth Strategies
Glenn MaxeyDirector & Senior Portfolio Manager- John McClureElected Manager
Stephanie RickettsSenior Relationship Manager & Director of Client Services- Kevin SchoepleinElected Manager
- Christopher SpearsElected Manager
- David Vaughan JRElected Manager
Mitchell ZippayDirector & Senior Accounting Manager