Michael Price is a control person of David Vaughan Investments and directly owns under 5% of it. Michael Price holds a B.S. in Finance from Illinois State University and an M.B.A. from Washington University in St. Louis.
David Vaughan Investments is an investment adviser based in Peoria, IL, registered with the SEC since 1977. It provides financial planning and investment management. Its clients include high-net-worth individuals, banking or thrift institutions and charitable organizations. Its regulatory assets under management total $5.33 billion, as filed on 20 July 2026. Its fees, ownership and offices are on the firm’s profile.
Mike Price is Vice President, Risk Management & Chief Compliance Officer of David Vaughan Investments. He joined DVI in 2014, bringing nearly four decades of experience, including more than 25 years in the financial services industry. He was named a Partner at DVI in 2020.
- CRD
- 5902105
- Firm
- David Vaughan Investments · CRD 105990
- Role
- Chief Compliance Officer, Vice President of Risk Management & Corporate Secretary
- In role since
- July 2014 · 12 years
- Control person
- Yes
- Direct ownership
- Under 5%
- Firm headquarters
- Peoria, IL
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- dviinc.com
Where does Michael Price work?
Michael Price has been Chief Compliance Officer, Vice President of Risk Management & Corporate Secretary of David Vaughan Investments, LLC since July 2014, and is a control person of the firm.
How can I verify Michael Price’s record?
Michael Price’s role is listed on David Vaughan Investments, LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 105990.
Brian ChristensenElected Manager & SR Vice President & Chief Investment Officer
Stephen HinrichsSenior Vice President of Investment Research- Elizabeth SalmonVice President of Operations
Todd SheridanVice President
Patrick SmarjesseSenior Vice President of Relationship Management
Lawrence Williams IVElected Manager, Chairman, President & CEO
Alfredo RisiChief Operating Officer- Darrin AutryElected Manager
- Michael DewaltElected Manager
Erin DuvallChief People Officer- Andrew HoneggerElected Manager
Jeffrey HuizengaDirector of Wealth Strategies
Glenn MaxeyDirector & Senior Portfolio Manager- John McClureElected Manager
Stephanie RickettsSenior Relationship Manager & Director of Client Services- Kevin SchoepleinElected Manager
- Christopher SpearsElected Manager
- David Vaughan JRElected Manager
Mitchell ZippayDirector & Senior Accounting Manager