Alfredo Risi is a control person of David Vaughan Investments and directly owns under 5% of it. Alfredo Risi holds an M.B.A. in Finance from the University of Chicago Booth School of Business.
David Vaughan Investments is an investment adviser based in Peoria, IL, registered with the SEC since 1977. It provides financial planning and investment management. Its clients include high-net-worth individuals, banking or thrift institutions and charitable organizations. Its regulatory assets under management total $5.33 billion, as filed on 20 July 2026. Its fees, ownership and offices are on the firm’s profile.
Alfredo Risi is Chief Operating Officer of David Vaughan Investments. He joined DVI in 2023, bringing 30 years of global experience in the financial services industry. His career began in his native Peru, where he worked as a trader and portfolio manager, and he later served as Chief Operating Officer for two advisory firms in New York and Michigan.
- CRD
- 5223406
- Firm
- David Vaughan Investments · CRD 105990
- Role
- Chief Operating Officer
- In role since
- October 2023 · 3 years
- Control person
- Yes
- Direct ownership
- Under 5%
- Firm headquarters
- Peoria, IL
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- dviinc.com
Where does Alfredo Risi work?
Alfredo Risi has been Chief Operating Officer of David Vaughan Investments, LLC since October 2023, and is a control person of the firm.
How can I verify Alfredo Risi’s record?
Alfredo Risi’s role is listed on David Vaughan Investments, LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 105990.
Brian ChristensenElected Manager & SR Vice President & Chief Investment Officer
Stephen HinrichsSenior Vice President of Investment Research
Michael PriceChief Compliance Officer, Vice President of Risk Management & Corporate Secretary- Elizabeth SalmonVice President of Operations
Todd SheridanVice President
Patrick SmarjesseSenior Vice President of Relationship Management
Lawrence Williams IVElected Manager, Chairman, President & CEO- Darrin AutryElected Manager
- Michael DewaltElected Manager
Erin DuvallChief People Officer- Andrew HoneggerElected Manager
Jeffrey HuizengaDirector of Wealth Strategies
Glenn MaxeyDirector & Senior Portfolio Manager- John McClureElected Manager
Stephanie RickettsSenior Relationship Manager & Director of Client Services- Kevin SchoepleinElected Manager
- Christopher SpearsElected Manager
- David Vaughan JRElected Manager
Mitchell ZippayDirector & Senior Accounting Manager