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Steven Booth

Chairman, President, Chief Executive Officer at Robert W. Baird & Co.

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
6
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Steven Booth is Chairman, President, Chief Executive Officer of Robert W. Baird & Co. Incorporated, a Milwaukee investment adviser managing $394B. Steven Booth has a current broker registration and no current investment-adviser registration and has passed 6 licensing exams.

Role at Robert W. Baird & Co.

Title on Schedule A
Chairman, President, Chief Executive Officer
Control
Steven Booth is a control person of Robert W. Baird & Co..
Ownership
An individual ownership band is not available in the source record.
Tenure
Steven Booth has held the filed role since January 2016.

The firm

Robert W. Baird & Co. Incorporated
Milwaukee, WI

Form ADV filed 1 September 2026

$394B AUM241,359 clients3,170 advisers27 offices

Career on record

Firms and exams, newest first
  1. Passed Series 99TO and Series 79TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 63 · 2008
  4. Passed Series 24 · 2007
  5. Passed Series 7 · 1991

Registrations and exams

Broker registration; no current adviser registration. Steven Booth has passed 6 qualifying exams.

Examinations

Series 6317 November 2008
Name
Uniform Securities Agent State Law Examination
Series 2423 April 2007
Name
General Securities Principal Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
Series 79TO2 January 2023
Name
Investment Banking Registered Representative Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 71 August 1991
Name
General Securities Representative Examination

Individual record

Full name
Steven Gregory Booth
CRD
2147388
Firm
Robert W. Baird & Co. Incorporated
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Steven Booth work?

Steven Booth has been Chairman, President, Chief Executive Officer of Robert W. Baird & Co. Incorporated since January 2016, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 1 September 2026

Does Steven Booth have a current investment-adviser registration?

Steven Booth has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Steven Booth passed?

Steven Booth has passed 6 licensing exams: the Series 7, Series 24, Series 63, SIE, Series 99TO and Series 79TO. The earliest, the Series 7, was passed in August 1991.

Source: IAPD individual record, checked 17 October 2026

Leadership at Robert W. Baird & Co.

Sources

  1. IAPD individual record, CRD 2147388. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Robert W. Baird & Co. Incorporated, filed 1 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Steven Booth or Robert W. Baird & Co. Incorporated and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.