Role at Robert W. Baird & Co.
- Title on Schedule A
- Director
- Control
- Erik Dahlberg is a control person of Robert W. Baird & Co..
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Erik Dahlberg has held the filed role since February 2025.
The firm
Form ADV filed 1 September 2026
Career on record
Erik Dahlberg has been registered through Robert W. Baird & Co. since June 1988.
- Passed Series 10 and Series 9 · 2023
- Passed SIE · 2018
- Passed Series 8 · 1992
- – present · 38 yearsMilwaukee, WI · Adviser representative · Firm CRD 8158
- Passed Series 7 and Series 63 · 1987
Registrations and exams
Erik Dahlberg has a current investment-adviser registration in Wisconsin and has passed 6 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Wisconsin | Investment adviser representative | Approved | 23 June 1988 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 10 June 1987 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 2 January 2023 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 2 January 2023 |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 8 October 1992 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 16 May 1987 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Erik Charles Dahlberg
- CRD
- 1650544
- Registration status
- Investment adviser and broker registrations
- Office
- 777 EAST WISCONSIN AVE, Milwaukee, WI 53202
- Firm bio
- rwbaird.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Listed as president of private wealth management on Baird’s leadership page. Baird official leadership team
Common questions
Where does Erik Dahlberg work?
Erik Dahlberg has been Director of Robert W. Baird & Co. Incorporated since February 2025, and is a control person of the firm.
Is Erik Dahlberg a financial advisor?
Yes. Erik Dahlberg has a current investment-adviser registration in Wisconsin, through Robert W. Baird & Co. since June 1988, as of 17 October 2026.
How many years of experience does Erik Dahlberg have?
Erik Dahlberg has worked in the financial industry for 39 years as of 17 October 2026, counted from 20 May 1987, across 1 adviser firm.
What exams has Erik Dahlberg passed?
Erik Dahlberg has passed 6 licensing exams: the Series 7, Series 63, Series 8, SIE, Series 10 and Series 9. The earliest, the Series 7, was passed in May 1987.
Where is Erik Dahlberg based?
Erik Dahlberg’s registered office is in Milwaukee, WI.
Leadership at Robert W. Baird & Co.
- Steven BoothChairman, President, Chief Executive Officer
- Jon LangenfeldChief Financial Officer
- Christa Lynn GraversonChief Compliance Officer
- Patrick Steven LawtonDirector
- Angela PalmerRegistered Investment Advisor CCO
- Michael SchroederDirector
- Paul SchultzGeneral Counsel, Secretary
- Mary Ellen StanekDirector
- Laura K ThurowChief Operations Officer