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Paul Schultz

General Counsel, Secretary at Robert W. Baird & Co.

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
4
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Paul Schultz is General Counsel, Secretary of Robert W. Baird & Co. Incorporated, a Milwaukee investment adviser managing $394B. Paul Schultz has a current broker registration and no current investment-adviser registration and has passed the Series 7, Series 24, SIE and Series 99TO.

Role at Robert W. Baird & Co.

Title on Schedule A
General Counsel, Secretary
Control
Paul Schultz is a control person of Robert W. Baird & Co..
Ownership
An individual ownership band is not available in the source record.
Tenure
Paul Schultz has held the filed role since March 2013.

The firm

Robert W. Baird & Co. Incorporated
Milwaukee, WI

Form ADV filed 1 September 2026

$394B AUM241,359 clients3,170 advisers27 offices

Career on record

Firms and exams, newest first
  1. Passed Series 99TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 24 · 2011
  4. Passed Series 7 · 2007

Registrations and exams

Broker registration; no current adviser registration. Paul Schultz has passed 4 qualifying exams.

Examinations

Series 2427 December 2011
Name
General Securities Principal Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 730 October 2007
Name
General Securities Representative Examination

Individual record

Full name
Paul Lee Schultz
CRD
1965163
Firm
Robert W. Baird & Co. Incorporated
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Paul Schultz work?

Paul Schultz has been General Counsel, Secretary of Robert W. Baird & Co. Incorporated since March 2013, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 1 September 2026

Does Paul Schultz have a current investment-adviser registration?

Paul Schultz has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Paul Schultz passed?

Paul Schultz has passed 4 licensing exams: the Series 7, Series 24, SIE and Series 99TO. The earliest, the Series 7, was passed in October 2007.

Source: IAPD individual record, checked 17 October 2026

Leadership at Robert W. Baird & Co.

Sources

  1. IAPD individual record, CRD 1965163. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Robert W. Baird & Co. Incorporated, filed 1 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Paul Schultz or Robert W. Baird & Co. Incorporated and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.