Role at Robert W. Baird & Co.
- Title on Schedule A
- Director
- Control
- Michael Schroeder is a control person of Robert W. Baird & Co..
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Michael Schroeder has held the filed role since May 2004.
The firm
Form ADV filed 1 September 2026
Career on record
Michael Schroeder has been registered through Robert W. Baird & Co. since June 1986.
- Passed Series 10, Series 9 and Series 99TO · 2023
- Passed SIE · 2018
- Mcadams Wright Ragen, Inc.– · under a yearSeattle, WA · Adviser representative · Firm CRD 45899
- Passed Series 24 · 2001
- Passed Series 65 · 1993
- Passed Series 8 · 1989
- – present · 40 years, · Adviser representative · Firm CRD 8158
- Passed Series 7 and Series 63 · 1986
Registrations and exams
Michael Schroeder has a current investment-adviser registration in Colorado, Florida and Wisconsin and has passed 9 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Colorado | Investment adviser representative | Approved | 30 July 2013 |
| Florida | Investment adviser representative | Approved | 27 June 1986 |
| Wisconsin | Investment adviser representative | Approved | 23 June 2008 |
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 24 November 1993 |
| Series 63 | Uniform Securities Agent State Law Examination | 23 May 1986 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 2 January 2023 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 2 January 2023 |
| Series 24 | General Securities Principal Examination | 26 July 2001 |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 7 November 1989 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 17 May 1986 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Michael John Schroeder
- CRD
- 1483012
- Registration status
- Investment adviser and broker registrations
- Firm bio
- rwbaird.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Listed as vice chair on Baird’s leadership page. Baird official leadership team
Common questions
Where does Michael Schroeder work?
Michael Schroeder has been Director of Robert W. Baird & Co. Incorporated since May 2004, and is a control person of the firm.
Is Michael Schroeder a financial advisor?
Yes. Michael Schroeder has a current investment-adviser registration in Colorado, Florida and Wisconsin, through Robert W. Baird & Co. since June 1986, as of 17 October 2026.
How many years of experience does Michael Schroeder have?
Michael Schroeder has worked in the financial industry for 40 years as of 17 October 2026, counted from 20 May 1986, across 2 adviser firms.
What exams has Michael Schroeder passed?
Michael Schroeder has passed 9 licensing exams: the Series 7, Series 63, Series 8, Series 65, Series 24, SIE, Series 10, Series 9 and Series 99TO. The earliest, the Series 7, was passed in May 1986.
Leadership at Robert W. Baird & Co.
- Steven BoothChairman, President, Chief Executive Officer
- Jon LangenfeldChief Financial Officer
- Christa Lynn GraversonChief Compliance Officer
- Erik Charles DahlbergDirector
- Patrick Steven LawtonDirector
- Angela PalmerRegistered Investment Advisor CCO
- Paul SchultzGeneral Counsel, Secretary
- Mary Ellen StanekDirector
- Laura K ThurowChief Operations Officer