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Mary Ellen Stanek

Director at Robert W. Baird & Co.

Investment adviser and broker registrationsMilwaukee, WISEC record checked 17 October 2026

27
Years in the industry
24
Years at the firm
1
Adviser firms
1
State registrations

IAPD record retrieved 17 October 2026SEC record

Mary Ellen Stanek is Director of Robert W. Baird & Co. Incorporated, a Milwaukee investment adviser managing $394B. Mary Ellen Stanek has been registered through Robert W. Baird & Co. since 20 February 2002, has 27 years in the industry across 1 firm and has passed 9 licensing exams.

Role at Robert W. Baird & Co.

Title on Schedule A
Director
Control
Mary Ellen Stanek is a control person of Robert W. Baird & Co..
Ownership
An individual ownership band is not available in the source record.
Tenure
Mary Ellen Stanek has held the filed role since May 2004.

The firm

Robert W. Baird & Co. Incorporated
Milwaukee, WI

Form ADV filed 1 September 2026

$394B AUM241,359 clients3,170 advisers27 offices

Career on record

Mary Ellen Stanek has been registered through Robert W. Baird & Co. since February 2002.

Firms and exams, newest first
  1. Passed Series 99TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 66, Series 10, Series 9 and Series 24 · 2002
  4. Robert W. Baird & Co. IncorporatedCurrent
    – present · 25 years
    Milwaukee, WI · Adviser representative · Firm CRD 8158
  5. Passed Series 7 · 2001
  6. Passed Series 6 and Series 63 · 1989

Registrations and exams

Mary Ellen Stanek has a current investment-adviser registration in Wisconsin and has passed 9 qualifying exams.

Wisconsin20 February 2002
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6618 February 2002
Name
Uniform Combined State Law Examination
Series 6329 November 1989
Name
Uniform Securities Agent State Law Examination
Series 2429 March 2002
Name
General Securities Principal Examination
Series 928 March 2002
Name
General Securities Sales Supervisor - Options Module Examination
Series 1015 March 2002
Name
General Securities Sales Supervisor - General Module Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 715 November 2001
Name
General Securities Representative Examination
Series 67 November 1989
Name
Investment Company Products/Variable Contracts Representative Examination

Individual record

Full name
Mary Ellen Stanek
CRD
2006493
Firm
Robert W. Baird & Co. Incorporated
Registration status
Investment adviser and broker registrations
Office
777 EAST WISCONSIN AVE, Milwaukee, WI 53202

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Mary Ellen Stanek work?

Mary Ellen Stanek has been Director of Robert W. Baird & Co. Incorporated since May 2004, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 1 September 2026

Is Mary Ellen Stanek a financial advisor?

Yes. Mary Ellen Stanek has a current investment-adviser registration in Wisconsin, through Robert W. Baird & Co. since February 2002, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

How many years of experience does Mary Ellen Stanek have?

Mary Ellen Stanek has worked in the financial industry for 27 years as of 17 October 2026, counted from 23 September 1999, across 1 adviser firm.

Source: IAPD individual record, checked 17 October 2026

What exams has Mary Ellen Stanek passed?

Mary Ellen Stanek has passed 9 licensing exams: the Series 6, Series 63, Series 7, Series 66, Series 10, Series 9, Series 24, SIE and Series 99TO. The earliest, the Series 6, was passed in November 1989.

Source: IAPD individual record, checked 17 October 2026

Where is Mary Ellen Stanek based?

Mary Ellen Stanek’s registered office is in Milwaukee, WI.

Source: IAPD individual record, checked 17 October 2026

Leadership at Robert W. Baird & Co.

Sources

  1. IAPD individual record, CRD 2006493. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Robert W. Baird & Co. Incorporated, filed 1 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

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This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Mary Ellen Stanek or Robert W. Baird & Co. Incorporated and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.