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Solomon Stewart, portrait

Solomon Stewart

Managing Director, Co-Head of Defined Contribution at Wealthspire Retirement

Investment adviser registrationAliso Viejo, CA

Solomon Stewart is Senior Vice President - Wealthspire Retirement of Wealthspire Retirement, LLC, an Aliso Viejo investment adviser managing $38.6B. Solomon Stewart has been registered as an investment adviser representative through Wealthspire Retirement since 5 June 2014, has 15 years in the industry across 2 firms and has passed the Series 7, Series 63 and Series 3.

15
Years in industry
12
Years at firm
2
Adviser firms
1
States registered

From the IAPD record · data retrieved 17 October 2026SEC record

Career

Solomon Stewart has been Managing Director, Co-Head of Defined Contribution of Wealthspire Retirement since October 2025. Solomon Stewart is a control person of the firm and directly owns under 5% of it. Solomon Stewart holds a Master’s degree in financial analysis and investment management from St. Mary’s College of California and a Bachelor’s degree in finance from the University of Arizona.

Wealthspire Retirement, LLC is an Aliso Viejo, CA firm with $38.6B under management, 7,532 clients and 139 advisers across 51 offices, as of its March 2026 filing.

Solomon Stewart co-leads defined contribution at Wealthspire, supporting advisers working with retirement plan sponsors. He previously worked as a fixed-income strategist in BlackRock’s iShares ETF group.

  1. Wealthspire Institutional, LLCAlso current
    – present · under a year
    Aliso Viejo, CA · Adviser representative · Firm CRD 106720
  2. Wealthspire Retirement AdvisoryCurrent
    – present · 12 years
    Aliso Viejo, CA · Adviser representative · Firm CRD 121254

Credentials and registrations

Professional designations

Listed by Wealthspire Retirement

  • CFA charterholder

Investment adviser representative registrations

California5 June 2014
Status
Approved

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 32 November 2012
Name
National Commodity Futures Examination
Series 638 October 2010
Name
Uniform Securities Agent State Law Examination
Series 710 August 2010
Name
General Securities Representative Examination

Individual record

Full name
Solomon Stewart
CRD
5823172
Office
120 VANTIS, SUITE 400, Aliso Viejo, CA 92656
Firm bio
wealthspire.com

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Solomon Stewart work?

Solomon Stewart has been Senior Vice President - Wealthspire Retirement of Wealthspire Retirement, LLC since October 2025, and is a control person of the firm. On its own site, Wealthspire Retirement gives Solomon Stewart’s title as Managing Director, Co-Head of Defined Contribution.

Source: Form ADV, Schedule A, filed 31 March 2026; Wealthspire Retirement website

Is Solomon Stewart a financial advisor?

Yes. Solomon Stewart has a current investment-adviser registration in California, through Wealthspire Retirement since June 2014.

Source: IAPD individual record, checked 17 October 2026

How many years of experience does Solomon Stewart have?

Solomon Stewart has 15 years in the financial industry, since January 2011, across 2 adviser firms.

Source: IAPD individual record, checked 17 October 2026

What exams has Solomon Stewart passed?

Solomon Stewart has passed 3 licensing exams: the Series 7, Series 63 and Series 3. The earliest, the Series 7, was passed in August 2010. FINRA credited Solomon Stewart with the SIE, which began in October 2018.

Source: IAPD individual record, checked 17 October 2026

Where is Solomon Stewart based?

Solomon Stewart’s registered office is in Aliso Viejo, CA.

Source: IAPD individual record, checked 17 October 2026

Is Solomon Stewart a CFA charterholder?

Wealthspire Retirement lists Solomon Stewart with the CFA credential (“CFA charterholder”) on its website. CFA Institute confirms certification status.

Source: Wealthspire, team biography

Leadership at Wealthspire Retirement

Sources

  1. IAPD individual record, CRD 5823172. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Wealthspire Retirement, LLC, filed 31 March 2026. Title, control and ownership bands.
  3. Wealthspire Retirement team page. Biography, education, credentials, awards and the portrait, reproduced for identification.

Retrieved 17 October 2026. The SEC record may have been amended since.

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