Niva WealthLet’s talk
Geoffrey Keeling, portrait

Geoffrey Keeling

Managing Director, Head of Retirement Investment Solutions at Wealthspire Retirement

Investment adviser registrationAliso Viejo, CASEC record checked 17 October 2026

23
Years in the industry
11
Years at the firm
3
Adviser firms
1
State registrations

IAPD record retrieved 17 October 2026SEC record

Geoffrey Keeling is Chief Investment Officer - Wealthspire Retirement of Wealthspire Retirement, LLC, a Aliso Viejo investment adviser managing $38.6B. Geoffrey Keeling has been registered through Wealthspire Retirement since 4 May 2015, has 23 years in the industry across 3 firms and has passed the Series 6, Series 7, Series 63 and SIE.

Role at Wealthspire Retirement

Title on Schedule A
Chief Investment Officer - Wealthspire Retirement
Title the firm uses
Managing Director, Head of Retirement Investment Solutions
Control
Geoffrey Keeling is a control person of Wealthspire Retirement.
Ownership
An individual ownership band is not available in the source record.
Tenure
Geoffrey Keeling has held the filed role since October 2025.

The firm

Wealthspire Retirement, LLC
Aliso Viejo, CA

Form ADV filed 31 March 2026

$38.6B AUM7,532 clients139 advisers23 offices

Career on record

Geoffrey Keeling has been registered through Wealthspire Retirement since May 2015, and before that through Twinhawk Capital, LLC.

Firms and exams, newest first
  1. Wealthspire Institutional, LLCCurrent
    – present · under a year
    Aliso Viejo, CA · Adviser representative · Firm CRD 106720
  2. Passed SIE · 2017
  3. Wealthspire Retirement AdvisoryCurrent
    – present · 11 years
    Aliso Viejo, CA · Adviser representative · Firm CRD 121254
  4. Passed Series 63 · 2015
  5. Passed Series 7 · 2014
  6. Twinhawk Capital, LLC
    – · 1 year
    Houston, TX · Adviser representative · Firm CRD 157634
  7. Passed Series 6 · 1999

Registrations and exams

Geoffrey Keeling has a current investment-adviser registration in California and has passed 4 qualifying exams.

California2 April 2024
Scope
Investment adviser representative
Status
Approved

Examinations

Series 636 January 2015
Name
Uniform Securities Agent State Law Examination
SIE14 February 2017
Name
Securities Industry Essentials Examination
Series 716 December 2014
Name
General Securities Representative Examination
Series 616 February 1999
Name
Investment Company Products/Variable Contracts Representative Examination

Individual record

Full name
Geoffrey Vincent Keeling
CRD
2644071
Firm
Wealthspire Retirement, LLC
Registration status
Investment adviser registration
Office
120 VANTIS, SUITE 400, Aliso Viejo, CA 92656
Firm bio
wealthspire.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Geoff Keeling leads Wealthspire’s retirement investment solutions. He previously served as a managing director and senior portfolio manager at Invesco and began his investment career at AIM Investments. Wealthspire, team biography

Education

Credentials and memberships

Common questions

Where does Geoffrey Keeling work?

Geoffrey Keeling has been Chief Investment Officer - Wealthspire Retirement of Wealthspire Retirement, LLC since October 2025, and is a control person of the firm. On its own site, Wealthspire Retirement gives Geoffrey Keeling’s title as Managing Director, Head of Retirement Investment Solutions.

Source: Form ADV, Schedule A, filed 31 March 2026; Wealthspire Retirement website

Is Geoffrey Keeling a financial advisor?

Yes. Geoffrey Keeling has a current investment-adviser registration in California, through Wealthspire Retirement since May 2015, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

How many years of experience does Geoffrey Keeling have?

Geoffrey Keeling has worked in the financial industry for 23 years as of 17 October 2026, counted from 3 May 2003, across 3 adviser firms.

Source: IAPD individual record, checked 17 October 2026

What exams has Geoffrey Keeling passed?

Geoffrey Keeling has passed 4 licensing exams: the Series 6, Series 7, Series 63 and SIE. The earliest, the Series 6, was passed in February 1999.

Source: IAPD individual record, checked 17 October 2026

Where did Geoffrey Keeling work before Wealthspire Retirement?

Before Wealthspire Retirement, Geoffrey Keeling was registered through Twinhawk Capital, LLC, July 2011 to May 2012.

Source: IAPD individual record, checked 17 October 2026

Where is Geoffrey Keeling based?

Geoffrey Keeling’s registered office is in Aliso Viejo, CA.

Source: IAPD individual record, checked 17 October 2026

Is Geoffrey Keeling a CFA charterholder?

Wealthspire Retirement lists Geoffrey Keeling with the CFA credential (“Chartered Financial Analyst (CFA)”) on its website. CFA Institute confirms certification status.

Source: Wealthspire, team biography

Leadership at Wealthspire Retirement

Sources

  1. IAPD individual record, CRD 2644071. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Wealthspire Retirement, LLC, filed 31 March 2026. Title, control and ownership bands.
  3. Wealthspire Retirement team page. Biography, education, credentials, awards and portrait.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Geoffrey Keeling or Wealthspire Retirement, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.

The portrait is reproduced from the firm’s website for identification.