Role at Wealthspire Retirement
- Title on Schedule A
- Chief Executive Officer - Wealthspire
- Title the firm uses
- Chief Executive Officer
- Control
- Michael Lamena is a control person of Wealthspire Retirement.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Michael Lamena has held the filed role since October 2025.
The firm
Form ADV filed 31 March 2026
Career on record
- Passed Series 10, Series 9, Series 7TO and Series 99TO · 2024
- Passed SIE · 2018
- Passed Series 7 and Series 63 · 1997
Registrations and exams
No current adviser or broker registration. Michael Lamena has passed 7 qualifying exams.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 7 April 1997 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 2 January 2024 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 2 January 2024 |
| Series 7TO | General Securities Representative Examination | 2 January 2024 |
| Series 99TO | Operations Professional Examination | 2 January 2024 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 9 January 1997 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Representative Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Michael Anthony Lamena
- CRD
- 2797064
- Registration status
- No current adviser or broker registration
- Firm bio
- wealthspire.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Mike LaMena is Wealthspire’s Chief Executive Officer. He previously served as President and Chief Operating Officer at HighTower Advisors and held leadership roles at Morgan Stanley. Wealthspire, team biography
Credentials and memberships
- Accredited Investment Fiduciary (AIF)Wealthspire, team biography
Common questions
Where does Michael Lamena work?
Michael Lamena has been Chief Executive Officer - Wealthspire of Wealthspire Retirement, LLC since October 2025, and is a control person of the firm. On its own site, Wealthspire Retirement gives Michael Lamena’s title as Chief Executive Officer.
Source: Form ADV, Schedule A, filed 31 March 2026; Wealthspire Retirement website
Does Michael Lamena have a current investment-adviser registration?
Michael Lamena has no current investment-adviser or broker registration, as of 17 October 2026.
What exams has Michael Lamena passed?
Michael Lamena has passed 7 licensing exams: the Series 7, Series 63, SIE, Series 10, Series 9, Series 7TO and Series 99TO. The earliest, the Series 7, was passed in January 1997.
Leadership at Wealthspire Retirement
Hannah DowlingAssistant Vice President - Wealthspire Retirement
Justin GoldsteinSenior Vice President - Wealthspire Retirement
Kameron JonesSenior Vice President - Wealthspire Retirement
Carl NelsonPresident - Wealthspire
Solomon StewartSenior Vice President - Wealthspire Retirement
Lisa MoceriChief Operating Officer - Wealthspire Institutional
Brian YuChief Compliance Officer - Wealthspire Retirement
Michael GossDirector - Wealthspire- Robert HilzenrathDirector - Wealthspire
Geoffrey KeelingChief Investment Officer - Wealthspire Retirement
Brad LongChief Investment Officer - Wealthspire Institutional
Veronica MooDirector - Wealthspire
Brett SchneiderDirector - Wealthspire
Joel ShapiroHead of Retirement Strategy and Erisa