Role at Wealthspire Retirement
- Title on Schedule A
- Chief Investment Officer - Wealthspire Institutional
- Control
- Brad Long is a control person of Wealthspire Retirement.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Brad Long has held the filed role since February 2026.
The firm
Form ADV filed 31 March 2026
Career on record
- Wealthspire AdvisorsCurrent– present · under a yearChicago, IL · Adviser representative · Firm CRD 106181
- Wealthspire Institutional, LLCCurrent– present · 1 yearChicago, IL · Adviser representative · Firm CRD 106720
- Wells Fargo Advisors, LLC– · 3 yearsNew York, NY · Adviser representative · Firm CRD 19616
- Passed Series 7 and Series 66 · 2008
Registrations and exams
Brad Long has a current investment-adviser registration in Illinois and has passed 2 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Illinois | Investment adviser representative | Approved | 4 June 2025 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 16 June 2008 |
| Series 7 | General Securities Representative Examination | 18 April 2008 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Brad Leighton Long
- CRD
- 5358362
- Registration status
- Investment adviser registration
- Firm bio
- wealthspire.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Brad Long leads Wealthspire’s investment strategy, research and portfolio construction. He previously served as Chief Investment Officer at Fiducient Advisors and held research roles at Citigroup and Wells Fargo. Wealthspire, team biography
Education
- Bachelor’s degree in finance, with a minor in economics, University of ColoradoWealthspire, team biography
Credentials and memberships
- CFA charterholderWealthspire, team biography
Common questions
Where does Brad Long work?
Brad Long has been Chief Investment Officer - Wealthspire Institutional of Wealthspire Retirement, LLC since February 2026, and is a control person of the firm.
Is Brad Long a financial advisor?
Yes. Brad Long has a current investment-adviser registration in Illinois, as of 17 October 2026.
How many years of experience does Brad Long have?
Brad Long has worked in the financial industry for 4 years as of 17 October 2026, counted from 20 February 2022, across 3 adviser firms.
What exams has Brad Long passed?
Brad Long has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in April 2008.
Where was Brad Long previously registered as an investment adviser?
Brad Long has past investment-adviser registrations through Wells Fargo Advisors, LLC, April 2009 to August 2012, across 3 firms.
Is Brad Long a CFA charterholder?
Wealthspire Retirement lists Brad Long with the CFA credential (“CFA charterholder”) on its website. CFA Institute confirms certification status.
Source: Wealthspire, team biography
Leadership at Wealthspire Retirement
Michael LamenaChief Executive Officer - Wealthspire
Hannah DowlingAssistant Vice President - Wealthspire Retirement
Justin GoldsteinSenior Vice President - Wealthspire Retirement
Kameron JonesSenior Vice President - Wealthspire Retirement
Carl NelsonPresident - Wealthspire
Solomon StewartSenior Vice President - Wealthspire Retirement
Lisa MoceriChief Operating Officer - Wealthspire Institutional
Brian YuChief Compliance Officer - Wealthspire Retirement
Michael GossDirector - Wealthspire- Robert HilzenrathDirector - Wealthspire
Geoffrey KeelingChief Investment Officer - Wealthspire Retirement
Veronica MooDirector - Wealthspire
Brett SchneiderDirector - Wealthspire
Joel ShapiroHead of Retirement Strategy and Erisa