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Justin Goldstein

Managing Director, Regional Growth at Wealthspire Retirement

Investment adviser registrationMadison, WISEC record checked 17 October 2026

16
Years in the industry
7
Years at the firm
5
Adviser firms
2
State registrations

IAPD record retrieved 17 October 2026SEC record

Justin Goldstein is Senior Vice President - Wealthspire Retirement of Wealthspire Retirement, LLC, a Aliso Viejo investment adviser managing $38.6B. Justin Goldstein has been registered through Wealthspire Retirement since 18 June 2019, has 16 years in the industry across 5 firms and has passed the Series 7, Series 66 and SIE.

Role at Wealthspire Retirement

Title on Schedule A
Senior Vice President - Wealthspire Retirement
Title the firm uses
Managing Director, Regional Growth
Control
Justin Goldstein is a control person of Wealthspire Retirement.
Ownership
An individual ownership band is not available in the source record.
Tenure
Justin Goldstein has held the filed role since October 2025.

The firm

Wealthspire Retirement, LLC
Aliso Viejo, CA

Form ADV filed 31 March 2026

$38.6B AUM7,532 clients139 advisers23 offices

Career on record

Justin Goldstein has been registered through Wealthspire Retirement since June 2019, and before that through Baker Tilly Investment Advisors and Waddell & Reed, Inc..

Firms and exams, newest first
  1. Wealthspire AdvisorsCurrent
    – present · under a year
    Madison, WI · Adviser representative · Firm CRD 106181
  2. Wealthspire Retirement AdvisoryCurrent
    – present · 7 years
    Madison, WI · Adviser representative · Firm CRD 121254
  3. Passed SIE · 2018
  4. Wealthspire Advisors
    – · 7 years
    Madison, WI · Adviser representative · Firm CRD 168095
  5. Baker Tilly Investment Advisors
    – · 1 year
    Madison, WI · Adviser representative · Firm CRD 111264
  6. Waddell & Reed, Inc.
    – · 2 years
    Madison, WI · Adviser representative · Firm CRD 866
  7. Passed Series 7 and Series 66 · 2010

Registrations and exams

Justin Goldstein has a current investment-adviser registration in New Mexico and Wisconsin and has passed 3 qualifying exams.

New Mexico15 August 2022
Scope
Investment adviser representative
Status
Approved
Wisconsin18 June 2019
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6612 August 2010
Name
Uniform Combined State Law Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 723 June 2010
Name
General Securities Representative Examination

Individual record

Full name
Justin Louis Goldstein
CRD
5779980
Firm
Wealthspire Retirement, LLC
Registration status
Investment adviser registration
Office
10 Terrace Court, Suite # 103, Madison, WI 53718
Firm bio
wealthspire.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Justin Goldstein leads regional growth initiatives in Wealthspire’s Chief Revenue Office. His background includes leadership of Wealthspire at Work and regional retirement services operations at NFP Retirement. Wealthspire, team biography

Credentials and memberships

Common questions

Where does Justin Goldstein work?

Justin Goldstein has been Senior Vice President - Wealthspire Retirement of Wealthspire Retirement, LLC since October 2025, and is a control person of the firm. On its own site, Wealthspire Retirement gives Justin Goldstein’s title as Managing Director, Regional Growth.

Source: Form ADV, Schedule A, filed 31 March 2026; Wealthspire Retirement website

Is Justin Goldstein a financial advisor?

Yes. Justin Goldstein has a current investment-adviser registration in New Mexico and Wisconsin, through Wealthspire Retirement since June 2019, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

How many years of experience does Justin Goldstein have?

Justin Goldstein has worked in the financial industry for 16 years as of 17 October 2026, counted from 23 June 2010, across 5 adviser firms.

Source: IAPD individual record, checked 17 October 2026

What exams has Justin Goldstein passed?

Justin Goldstein has passed 3 licensing exams: the Series 7, Series 66 and SIE. The earliest, the Series 7, was passed in June 2010.

Source: IAPD individual record, checked 17 October 2026

Where did Justin Goldstein work before Wealthspire Retirement?

Before Wealthspire Retirement, Justin Goldstein was registered through Baker Tilly Investment Advisors, August 2012 to July 2013; Waddell & Reed, Inc., August 2010 to August 2012.

Source: IAPD individual record, checked 17 October 2026

Where is Justin Goldstein based?

Justin Goldstein’s registered office is in Madison, WI.

Source: IAPD individual record, checked 17 October 2026

Leadership at Wealthspire Retirement

Sources

  1. IAPD individual record, CRD 5779980. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Wealthspire Retirement, LLC, filed 31 March 2026. Title, control and ownership bands.
  3. Wealthspire Retirement team page. Biography, education, credentials, awards and portrait.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Justin Goldstein or Wealthspire Retirement, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.

The portrait is reproduced from the firm’s website for identification.