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Lisa Moceri, portrait

Lisa Moceri

Chief Operating Officer, Institutional at Wealthspire Retirement

Officer record from the firm’s Form ADVForm ADV filed 31 March 2026

Lisa Moceri is Chief Operating Officer - Wealthspire Institutional of Wealthspire Retirement, LLC, a Aliso Viejo investment adviser.

Role at Wealthspire Retirement

Title on Schedule A
Chief Operating Officer - Wealthspire Institutional
Title the firm uses
Chief Operating Officer, Institutional
Control
Lisa Moceri is a control person of Wealthspire Retirement.
Ownership
An individual ownership band is not available in the source record.
Tenure
Lisa Moceri has held the filed role since February 2026.

The firm

Wealthspire Retirement, LLC
Aliso Viejo, CA

Form ADV filed 31 March 2026

$38.6B AUM7,532 clients139 advisers23 offices

Career on record

The IAPD individual lookup on 17 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Lisa Moceri is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Lisa Moceri
CRD
8209719
Firm
Wealthspire Retirement, LLC
Record basis
Form ADV officer listing
Firm bio
wealthspire.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Lisa Moceri leads institutional operations at Wealthspire. Her background includes finance, operations and administrative leadership, with roles at General Mills and Ankura Consulting. Wealthspire, team biography

Education

Common questions

Where does Lisa Moceri work?

Lisa Moceri has been Chief Operating Officer - Wealthspire Institutional of Wealthspire Retirement, LLC since February 2026, and is a control person of the firm. On its own site, Wealthspire Retirement gives Lisa Moceri’s title as Chief Operating Officer, Institutional.

Source: Form ADV, Schedule A, filed 31 March 2026; Wealthspire Retirement website

Leadership at Wealthspire Retirement

Sources

  1. IAPD individual lookup, CRD 8209719. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Wealthspire Retirement, LLC, filed 31 March 2026. Title, control and ownership bands.
  3. Wealthspire Retirement team page. Biography, education, credentials, awards and portrait.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Lisa Moceri or Wealthspire Retirement, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.

The portrait is reproduced from the firm’s website for identification.