Role at Saturna Capital
- Title on Schedule A
- Executive Director, VP of Institutional Sales
- Control
- Robert Kaiser is a control person of Saturna Capital.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Robert Kaiser has held the filed role since May 2024.
The firm
Form ADV filed 28 September 2026
Career on record
Robert Kaiser has been registered through Saturna Capital since December 2022.
- Saturna Capital CorporationCurrent– present · 4 yearsBellingham, WA · Adviser representative · Firm CRD 25586
- Passed SIE, Series 7TO, Series 66 and Series 24 · 2022
- Passed Series 7 and Series 63 · 2001
Registrations and exams
Robert Kaiser has a current investment-adviser registration in Washington and has passed 6 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Washington | Investment adviser representative | Approved | 19 December 2022 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 29 September 2022 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 May 2001 |
| Series 24 | General Securities Principal Examination | 14 November 2022 |
| Series 7TO | General Securities Representative Examination | 9 September 2022 |
| SIE | Securities Industry Essentials Examination | 24 June 2022 |
| Series 7 | General Securities Representative Examination | 10 February 2001 |
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Robert F Kaiser
- CRD
- 4310984
- Registration status
- Investment adviser and broker registrations
- Office
- 1300 N STATE ST., Bellingham, WA 98225-4730
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Robert Kaiser work?
Robert Kaiser has been Executive Director, VP of Institutional Sales of Saturna Capital Corporation since May 2024, and is a control person of the firm.
Is Robert Kaiser a financial advisor?
Yes. Robert Kaiser has a current investment-adviser registration in Washington, through Saturna Capital since December 2022, as of 17 October 2026.
How many years of experience does Robert Kaiser have?
Robert Kaiser has worked in the financial industry for 8 years as of 17 October 2026, counted from 22 April 2018, across 1 adviser firm.
What exams has Robert Kaiser passed?
Robert Kaiser has passed 6 licensing exams: the Series 7, Series 63, SIE, Series 7TO, Series 66 and Series 24. The earliest, the Series 7, was passed in February 2001.
Where is Robert Kaiser based?
Robert Kaiser’s registered office is in Bellingham, WA.
Leadership at Saturna Capital
- Jane CartenExecutive Chair, President
- Monem SalamExecutive Director, Executive Vice President
- Kalen HannaExecutive Director, Chief Financial Officer, Treasurer
- Michael LewisChief Compliance Officer
- Edward AldenIndependent Director
- Elliot CohenChief Legal Officer, Secretary
- Christopher FankhauserExecutive Director, Chief Operations Officer
- Phelps McIlvaineDirector
- Michael MorseIndependent Director
- Jacob StewartAnti-Money Laundering Officer
- William TerryIndependent Director